Category: Politics and Society

Loopy Ideas Are Fine, If You’re an Entrepreneur

There is a belief within American media that a successful person can succeed at anything. He (and it’s invariably he) is omnicompetent, and people who question him and laugh at his outlandish ideas will invariably fail and end up working for him. If he cares about something, it’s important; if he says something can be done, it can. The people who are already doing the same thing are peons and their opinions are to be discounted, since they are biased and he never is. He doesn’t need to provide references or evidence – even supposedly scientific science fiction falls into this trope, in which the hero gets ideas from his gut, is always right, and never needs to do experiments.

Thus we get Hyperloop, a loopy intercity rail transit idea proposed by Tesla Motors’ Elon Musk, an entrepreneur who hopes to make a living some day building cars. And thus a fair amount of the media coverage is analysis-free summary of what Tesla already said: see stenography by ABC, Forbes, the Washington Post’s Wonkblog, and even BusinessWeek (which added that critics deal with “limited information”). Some media channels are more nuanced, sometimes even critical; the Wall Street Journal deserves especial credit, but Wonkblog also has a second, mildly critical post. But none has pressed Musk or Tesla about the inconsistencies in his proposal, which far exceed the obvious questions about the proposed $6 billion price tag (compare $53 billion in today’s money for California HSR). For better prior criticism, see James Sinclair’s post and Clem Tillier’s comment on California HSR Blog.

My specific problems are that Hyperloop a) made up the cost projections, b) has awful passenger comfort, c) has very little capacity, and d) lies about energy consumption of conventional HSR. All of these come from Musk’s complex in which he must reinvent everything and ignore prior work done in the field; these also raise doubts about the systems safety that he claims is impeccable.

In principle, Hyperloop is supposed to get people from Los Angeles to San Francisco in half an hour, running in a tube with near-vacuum at speeds topping at 1,220 km/h. In practice, both the costs and the running times are full of magic asterisks. The LA end is really Sylmar, at the edge of the LA Basin; with additional access time and security checks, this is no faster than conventional HSR doing the trip in 2:40. There is a crossing of the San Francisco Bay, but there’s no mention of the high cost of bridging over or tunneling under the Bay – we’re supposed to take it on faith the unit cost is the same as along the I-5 corridor in the Central Valley.

There is no systematic attempt at figuring out standard practices for cost, or earthquake safety (about which the report is full of FUD about the risks of a “ground-based system”). There are no references for anything; they’re beneath the entrepreneur’s dignity. It’s fine if Musk thinks he can build certain structures for lower cost than is normal, or achieve better safety, but he should at least mention how. Instead, we get “it is expected” and “targeted” language. On Wikipedia, it would get hammered with “citation needed” and “avoid weasel words.”

The worst is the cost of the civil infrastructure, the dominant term in any major transportation project’s cost. Hundreds of years of incrementally-built expertise in bridge building is brushed aside with the following passage:

The pods and linear motors are relatively minor expenses compared to the tube itself – several hundred million dollars at most, compared with several billion dollars for the tube. Even several billion is a low number when compared with several tens of billion proposed for the track of the California rail project.

The key advantages of a tube vs. a railway track are that it can be built above the ground on pylons and it can be built in prefabricated sections that are dropped in place and joined with an orbital seam welder. By building it on pylons, you can almost entirely avoid the need to buy land by following alongside the mostly very straight California Interstate 5 highway, with only minor deviations when the highway makes a sharp turn.

In reality, an all-elevated system is a bug rather than a feature. Central Valley land is cheap; pylons are expensive, as can be readily seen by the costs of elevated highways and trains all over the world. The unit costs for viaducts on California HSR, without overhead and management fees, are already several times as high as Musk’s cost: as per PDF-page 15 of the cost overrun breakdown, unit costs for viaducts range from $50 million to $80 million per mile. Overheads and contingencies convert per-mile cost almost perfectly to per-km costs. And yet Musk thinks he can build more than 500 km of viaduct for $2.5 billion, as per PDF-page 28 of his proposal: a tenth the unit cost. The unrealistically low tunnel unit cost is at least excused on PDF-page 31 on the grounds that the tunnel diameter is low (this can also be done with trains if they’re as narrow as Hyperloop, whose capsule seating is 2-abreast rather than 4- or 5-abreast as on HSR; see below on capacity). The low viaduct unit cost is not.

This alone suggests that the real cost of constructing civil infrastructure for Hyperloop is ten times as high as advertised, to say nothing of the Bay crossing. So it’s the same cost as standard HSR. It’s supposedly faster, but since it doesn’t go all the way to Downtown Los Angeles it doesn’t actually provide faster door-to-door trip times.

Nor is the system more comfortable for the passenger. Levitating systems can get away with higher cant than conventional rail because they sway less: Transrapid’s lateral acceleration in the horizontal plane is about 3.6 m/s^2 in Shanghai, and the company claims 4.37 m/s^2 is possible. On standard-gauge rail, the conversion rate is approximately 150 mm of total equivalent cant per 1 m/s^2. HSR cant tops at 180-200 mm, and cant deficiency tops at 180 mm for Talgos and 270-300 mm for medium-speed Pendolinos, so about 2.5 m/s^2 at high speed; this was shown safe by simulation in Martin Lindahl’s thesis, which is also a good source for track construction standards.

But Hyperloop goes one step further and proposes a lateral acceleration of 4.9 m/s^2: 0.5 g. This is after canting, according to the standards proposed:

The Hyperloop will be capable of traveling between Los Angeles and San Francisco in approximately 35 minutes. This requirement tends to size other portions of the system. Given the performance specification of the Hyperloop, a route has been devised to satisfy this design requirement. The Hyperloop route should be based on several considerations, including:

  1. Maintaining the tube as closely as possible to existing rights of way (e.g., following the I-5).
  2. Limiting the maximum capsule speed to 760 mph (1,220 kph) for aerodynamic considerations.
  3. Limiting accelerations on the passengers to 0.5g.
  4. Optimizing locations of the linear motor tube sections driving the capsules.
  5. Local geographical constraints, including location of urban areas, mountain ranges, reservoirs, national parks, roads, railroads, airports, etc. The route must respect existing structures.

For aerodynamic efficiency, the velocity of a capsule in the Hyperloop is
typically:

  • 300 mph (480 kph) where local geography necessitates a tube bend radii < 1.0 mile (1.6 km)
  • 760 mph (1,220 kph) where local geography allows a tube bend > 3.0 miles (4.8 km) or where local geography permits a straight tube.

These bend radii have been calculated so that the passenger does not experience inertial accelerations that exceed 0.5 g. This is deemed the maximum inertial acceleration that can be comfortably sustained by humans for short periods. To further reduce the inertial acceleration experienced by passengers, the capsule and/or tube will incorporate a mechanism that will allow a degree of ‘banking’.

0.5 g, or 4.9 m/s^2, is extreme. Non-tilting trains do not accelerate laterally at more than 1.2 m/s^2 in the plane of the track (i.e. after accounting for cant), and at high speed they have lower lateral acceleration, about 0.67 m/s^2 with limiting cases of about 0.8 for some tilting trains relative to the plane of the train floor. For example, the Tokaido Shinkansen has 200 mm of cant and maximum speed of 255 km/h on non-tilting trains on 2,500-meter curves, for 100 mm of cant deficiency, or 0.67 m/s^2.

The proposed relationship between curve radius and speed in the Hyperloop standards is for a lateral acceleration much greater than 4.9 m/s^2 in the horizontal plane: 480 km/h at 1,600 meters is 11.1 m/s^2. This only drops to 5 m/s^2 after perfectly canting the track, converting the downward 9.8 m/s^2 gravity and the sideways acceleration into a single 14.8 m/s^2 acceleration vector downward in the plane of the capsule floor, or 5 m/s^2 more than passengers are used to. This is worse than sideways acceleration: track standards for vertical acceleration are tighter than for horizontal acceleration, about 0.5-0.67 m/s^2, one tenth to one seventh what Musk wants to subject his passengers to. It’s not transportation; it’s a barf ride.

Even 4.9 m/s^2 in the horizontal plane is too much. With perfect canting, it combines with gravity to accelerate passengers downward by 11 m/s^2, 1.2 m/s^2 more than the usual, twice as high as the usual standards. Motion sickness is still to be fully expected in such a case. Transrapid’s 4.37 m/s^2, which adds 0.93 m/s^2 in the vertical component with perfect canting, is the limit of what’s possible.

Speaking of vertical acceleration, this gets no comment at all in the Hyperloop proposal. At 1,220 km/h, it is very hard to climb grades, which would require very tall viaducts and deep tunnels under mountains. Climbing grades is easy, but vertical acceleration is such that the vertical curve radius has to be very large. A lateral acceleration of 0.67 m/s^2 would impose a minimum vertical curve radius of 170 km, versus 15 km at 360 km/h HSR speed. Changing the grade from flat to 2% would take 3.4 km, and changing back would take the same, so for climbing small hills, the effective average grade is very low (it takes 6.8 km to climb 68 meters).

Nor does jerk get any treatment. Reversing a curve takes several seconds at the cant and cant deficiency of conventional HSR (about 3 seconds by Swedish standards, more by German ones); reversing a curve with the extreme canting levels of Hyperloop would take much longer. Maintaining comfort at high total equivalent cant requires tight control of the third derivative as well as the second one; see a tilting train thesis for references.

The barf ride that is as expensive as California HSR and takes as long door-to-door is also very low-capacity. The capsules are inexplicably very short, with 28 passengers per capsule. The proposed headway is 30 seconds, for 3,360 passengers per direction per hour. A freeway lane can do better: about 2,000 vehicles, with an average intercity car occupancy of 2. HSR can do 12,000 passengers per direction per hour: 12 trains per hour is possible, and each train can easily fit 1,000 people (the Tokaido Shinkansen tops at 14 tph and 1,323 passengers per train).

But even 30 seconds appears well beyond the limit of emergency braking. It’s common in gadgetbahn to propose extremely tight headways, presuming computerized control allowing vehicles to behave as if they’re connected by a rod. Personal rapid transit proponents argue the same. In reality, such systems have been a subject of research for train control for quite a while now, with no positive results so far. Safety today still means safe stopping distances. If vehicles brake at a constant rate, the safe headway is half the total deceleration time; if a vehicle brakes from 1,220 km/h to zero in 60 seconds, the average acceleration is more than 5 m/s^2, twice the current regulatory safety limit for passengers with seat belts.

Most of this could be chalked to the feeling of some entrepreneurs that they must reinvent everything. The indifference to civil engineering costs, passenger comfort issues, and signal safety could all be chalked to this. So could the FUD about earthquake safety of HSR on PDF-page 5.

However, one thing could not: the chart on PDF-page 9 showing that only the Hyperloop is energy-efficient. The chart has a train consuming nearly 900 megajoules per person for an LA-San Francisco trip, about as much as a car or a plane; this is about 1,300 kJ per passenger-km. This may be true of Amtrak’s diesel locomotives; but energy consumption for HSR in Spain is on average 73 Watt-hour (263 kJ) per passenger-km (see PDF-page 17 on a UIC paper on the subject of HSR carbon emissions), one fifth as much as Tesla claims. Tesla either engages in fraud or is channeling dodgy research about the electricity consumption of high-speed trains.

Indeed, a train with a thousand seats, 20 MW of power drawn, 60% seat occupancy, and a speed of 360 km/h can only ever expend 333 kJ per passenger-km while accelerating, and much less while cruising (acceleration at lower speed requires more energy per unit of distance, but cruising at lower speed expends only a fraction of the energy of full-power acceleration). Tesla’s train energy consumption numbers do not pass a sanity check, which suggests either reckless disregard for the research or fraud. I wouldn’t put either past Musk: the lack of references is consistent with the former, and the fact that Musk’s current primary endeavor is a car company is consistent with the latter.

There is no redeeming feature of Hyperloop. Small things can possibly be fixed; the cost problems, the locations of the stations, and the passenger comfort issues given cost constraints can’t. Industry insiders with ties to other speculative proposals meant to replace conventional rail, such as maglev, are in fact skeptical of Hyperloop’s promises of perfect safety.

It’s possible to discover something new, but people who do almost always realize the context of the discovery. If Musk really found a way to build viaducts for $5 million per kilometer, this is a huge thing for civil engineering in general and he should announce this in the most general context of urban transportation, rather than the niche of intercity transportation. If Musk has experiments showing that it’s possible to have sharper turns or faster deceleration than claimed by Transrapid, then he’s made a major discovery in aviation and should announce it as such. That he thinks it just applies to his project suggests he doesn’t really have any real improvement.

In math, one common sanity check on a result is, “does it prove too much?” If my ten-page paper proves a result that implies a famous open problem, then either my paper is wrong or I’ve proved the famous open problem, and it’s up to me to take extra care to make sure I did not miss anything. Most people in this situation do this extra step and then realize that they were subtly wrong. If a famous question could be solved in ten pages, it probably wouldn’t still be open. The same is even true in undergrad-level proof classes: if your homework answer proves things that are too strong, you’ve almost certainly made a mistake.

Musk’s real sin is not the elementary mistakes; it’s this lack of context. The lack of references comes from the same place, and so does the utter indifference to the unrealistically low costs. This turns it from a wrong idea that still has interesting contributions to make to a hackneyed proposal that should be dismissed and forgotten as soon as possible.

I write this not to help bury Musk; I’m not nearly famous enough to even hit a nail in his coffin. I write this to point out that, in the US, people will treat any crank seriously if he has enough money or enough prowess in another field. A sufficiently rich person is surrounded by sycophants and stenographers who won’t check his numbers against anything.

There are two stories here. In the less interesting one, Musk is a modern-day streetcar conspiracy mogul: he has a car company, he hopes to make money off of it in the future and uses non-generally accepted accounting to claim he already does, and he constantly trash-talks high-speed rail, which competes with his product. Since he’s not proposing to build Hyperloop soon, it could be viewed as clever distraction or FUD.

The more interesting possibility, which I am inclined toward, is that this is not fraud, or not primarily fraud. Musk is the sort of person who thinks he can wend his way from starting online companies to building cars and selling them without dealerships. I have not seen a single defense of the technical details of the proposal except for one Facebook comment that claims, doubly erroneously, that the high lateral acceleration is no problem because the tubes can be canted. Everyone, including the Facebook comment, instead gushes about Musk personally. The thinking is that he’s rich, so he must always have something interesting to say; he can’t be a huckster when venturing outside his field. It would be unthinkable to treat people as professionals in their own fields, who take years to make a successful sideways move and who need to be extremely careful not to make elementary mistakes. The superheros of American media coverage would instantly collapse, relegated to a specialized role while mere mortals take over most functions.

This culture of superstars is a major obstacle frustrating any attempt to improve existing technology. It more or less works for commercial websites, where the startup capital requirements are low, profits per employee are vast, and employee turnover is such that corporate culture is impossible. People get extremely rich for doing something first, even if in their absence their competitors would’ve done the same six months later. Valve, a video game company that recognizes this, oriented its entire structure around having no formal management at all, but for the most part what this leads to is extremely rich people like Bill Gates and Mark Zuckerberg who get treated like superstars and think they can do anything.

In infrastructure, this is not workable. Trains are 19th-century technology, as are cars and buses. Planes are from the 20th century. Companies can get extremely successful improving the technology somehow, but this works differently from the kind of entrepreneurship that’s successful in the software and internet sectors. The most important airline invention since the jet engine is either the widebody (i.e. more capacity) or the suite of features that make for low-cost flights, such as quick turnarounds. What Southwest and its ultra low-cost successors have done is precious: they’ve figured how to trim every airline expense, from better crew utilization to incentives for lower-transaction cost booking methods. This requires perfect knowledge of preexisting practices and still takes decades to do. The growth rate of Microsoft, Google, and Facebook is not possible in such an environment, and so the individual superstar matters far less than a positive corporate culture that can transmit itself over multiple generations of managers.

There is plenty of room for improvement in HSR technology, then, but it’s of a different kind. It involves adapting techniques used by low-cost airlines to reduce costs, as SNCF is doing right now with its new low-cost TGV product. It perhaps involves controlling construction costs more tightly, though $5 million per km for viaducts seems like an impossible fantasy. But it has to come from within the business, or from someone who intimately understands the business.

And with the kind of success that US media harps on, this is almost impossible to do domestically. Someone as smart as Musk, or any of many other Silicon Valley entrepreneurs, could find a detailed breakdown of the operating and construction costs of civil infrastructure, and figure out ways of reducing them, Megabus- or Southwest-style. That’s what I would do if I had the unlimited resources Musk has: I’d obtain unit costs at far greater detail than “X meters of tunnel cost $Y” and compare what New York is doing wrong that Madrid is doing right. But I don’t have the resources – in money, in ability to manage people, in time. And the people who do are constantly told that they don’t need to do that, that they’re smart enough they can reinvent everything and that the world will bow to their greatness.

Update: people all over the Internet, including in comments below, defend the low cost projections on the grounds that the system is lighter and thinner than your average train. The proposal itself also defends the low tunneling costs on those same grounds. To see to what extent Musk takes his own idea seriously, compare the two proposals: the first for a passenger-only tube, and the second for a larger tube capable of carrying both passengers and vehicles. On PDF-pp. 25-26, the proposal states that the passenger-only tube would have an internal diameter of 2.23 meters and the passenger-plus-vehicle tube would have an internal diameter of 3.3 meters, 47% more. Despite that, the tunneling costs on PDF-p. 28 are $600 and $700 million, a difference of just 17%.

The same is true of the “but the Hyperloop capsule is lighter than a train” argument for lower pylon construction costs. Together with the differences in tube thickness posited on PDF-p. 27, 20-23 mm versus 23-25, there is 60% more tube lining in the passenger-plus-vehicle version, but the tube and pylons are projected to cost just 24% more. In this larger version, the twin tube has 0.025*3.3*pi*2 = 0.5 cubic meters of steel per meter of length, weighing about 4 tons. This ranges from a bit less than twice to a bit more than twice the weight of a train. To say nothing of the pylons’ need to support their own considerable weight, which is larger than for HSR due to the need for taller viaducts coming from the constrained ability to change grade. They are far more obtrusive than trees and telephone poles, contra the claims of minimal obtrusiveness and disruption.

Update update (12/24): Hyperloop is in the news again; I’ve been getting a lot of pingbacks copying this article. You can read the plan here; the construction costs are now up from a laughable sub-$10 million per kilometer to $10-30 million, which is perfectly feasible if you’re building in flat terrain and if what you’re building is conventional rail and not a vactrain. There’s virtually no discussion of why the costs are so much lower, just an assurance that the team ran the numbers and that they’re looking into minimizing the costs of the construction material (costs that, for conventional HSR, are a small proportion of the total construction costs – concrete is cheap, it’s pouring it that’s expensive). On PDF-p. 19 of the new plan, the accelerations are explicitly stated to be 0.5 g in normal service, which the person heading the team trying to build it claims is not a barf ride in the article, but which is in reality is again worse than the acceleration felt by passengers on an airplane taking off. There already exists a mode of transportation that involves security theater, travel at 1,000 km/h, poor comfort, and motion sickness.

Tel Aviv Needs a Subway, Done Right

After decades of false starts, Tel Aviv is finally building a subway-surface line. The political opinions of activists and urban planners in Israel are divided between supporters, who believe the line is long overdue, and opponents, who instead believe buses remain the solution and also oppose the Jerusalem light rail. I on the contrary think that on the one hand Tel Aviv needs a subway, but on the other hand the current plan has deep flaws, both political and technical, and is learning the wrong lessons from recent first-world greenfield subways.

In some ways, the Tel Aviv subway resembles New York’s Second Avenue Subway. It passes through neighborhoods that are very dense – the line under construction connects some of the densest cities in Israel, albeit poorly. Nobody believes it will be built because of all the false starts. Real incompetence in construction leading to cost overruns has led to speculation about much greater cost overruns.

For nearly a hundred years, the conurbation around Tel Aviv and Jaffa has been the largest metro area in what is now Israel; it is also the largest first-world metro area outside the US that has no urban rail. There were preliminary plans for a Tel Aviv subway in the 1930s, followed by repeated plans since independence, all of which were shelved. A proposal from just after independence for developing coastal Israel around rail and rapid transit trunks was rejected by Prime Minister David Ben Gurion because it conflicted with the political goal of Jewish population dispersal; to further its political goals, the state concentrated on building roads instead. In the late 1950s there was a new integrated national rail plan that was not implemented. Haifa got a six-station, one-line funicular, but Tel Aviv and Jerusalem remained bus-only. In the 1960s a skyscraper in Central Tel Aviv was built with a subway station, but there were no tunnels built; a subsequent 1971 plan was abandoned in 1973 due to the Yom Kippur War. The current subway plan dates to the 1990s, and has suffered from repeated delays, and construction only began recently, with opening expected for 2016.

Unlike in the North American debate, in Israel the left is pro-BRT and anti-rail, due to a long tradition of mistrust in mainstream (center-right to right-wing) politics. The same is true of urban planners who follow the Jacobsian tradition, such as Yoav Lerner Lerman (Heb.). The article I translated two years ago about Jerusalem’s light rail is in that tradition: it attacks genuine problems with cost overruns and a politicized route choice process, but then concludes that BRT is the solution because it’s been implemented in Curitiba and Bogota successfully. The result is that people whose ideas about trade, energy, health care, education, and housing are well to the left of what is considered acceptable in the US end up channeling the Reason Foundation on bus versus rail issues.

In reality, Tel Aviv’s urban form is quite dense. The city itself has 8,000 people per square kilometer, much lower than Paris and Barcelona, but higher than most other European central cities (say, every single German city). Like Los Angeles, its municipal borders do not conform to the informal borders of the inner-urban area, since it contains lower-density modernist neighborhoods north of the Yarkon, while dense Ramat Gan, Giv’atayim, Bnei Brak, and Bat Yam are separate municipalities. The inner ring of suburbs, including the above-named four, has 7,400 people per square kilometer; excluding the more affluent but emptier northern suburbs, this approaches 10,000/km^2.

However, the urban form is quite old, in the sense that the density is fairly constant, without the concentrations of density near nodes that typify modern transit cities. Tel Aviv’s residential high-rise construction is not very dense because it still follows the modernist paradigm of a tower in a park, leading to low lot coverage and a density that’s not much higher than that of the old four-story apartment blocks. The Old North achieves about 15,000 people per square kilometer with a floor area ratio of 2: the setbacks are such that only about half of each lot is buildable, and there are four floors per building. The Akirov Towers complex averages about 2.5.

Although this density pattern favors surface transit rather than rapid transit, Tel Aviv doesn’t have the street network for efficient surface transit. Paris, a poster child for efficient recent construction of light rail (see costs and ridership estimates on The Transport Politic), is a city of wide boulevards. Central Tel Aviv has about two such streets – Ibn Gabirol and Rothschild – and one auto-oriented arterial, Namir Road, which the subway line under construction will go under. The street network is too haphazard to leverage those two for surface BRT or light rail, and the major destinations of the central areas are often on narrower streets, for example Dizengoff. On top of that, light rail speeds in Paris are lower than 20 km/h, whereas newly built subways are much faster, approaching 40 km/h in Vancouver and Copenhagen. Outside Central Tel Aviv, the roads become wider, but not nearly as wide as those used for BRT in Bogota, and there is nothing for surface transit on those streets to connect to on the surface. A surface implementation of Route 66, following Jabotinsky Street (the eastern leg of the subway line under construction) in Ramat Gan, Bnei Brak, and Petah Tikva, wouldn’t be very fast on the surface to begin with, but would come to a crawl once crossing the freeway into Tel Aviv.

Tel Aviv also has two more important reasons to imitate Vancouver and Copenhagen, besides speed: religious politics, and economic and demographic comparability. Public transportation in Israel operates six days a week, with few exceptions, to avoid running on the Sabbath. A driverless train, built to be quiet even on elevated sections, with no turnstiles and free fares on the Sabbath, could circumvent religious opposition to seven-days-a-week operation.

Even without the religious question, Copenhagen and especially Vancouver are good models for Tel Aviv to follow, more so than middle-income Curitiba or Bogota. Israel is a high-construction cost country, but Canada is not very cheap, and Vancouver has cut construction costs by making elevated trains more palatable and reducing station lengths. Greater Tel Aviv has 2.5-3.5 million people depending on who you ask, not much higher than the range for Copenhagen and Vancouver. Tel Aviv is about as dense as Copenhagen and Vancouver, though Vancouver’s density is spikier. Tel Aviv expects fast population growth, like Vancouver, though in Tel Aviv’s case it’s a matter of high birth rates whereas in Vancouver it’s only immigration.

One way in which Vancouver is not a good model is the role of regional rail. Israel has no equivalent of Transport Canada or FRA regulations. It even connected Tel Aviv’s northern and southern rail networks and through-routes nearly all commuter and intercity trains. However, the network has real limitations, coming from its poor urban station locations, often in highway medians; the through-running project was completed simultaneously with the construction of the freeway. For example, the Tel Aviv University station is located far downhill from the actual university. As a result, even when there is development near the train stations, it is usually not walkable. This compels new rail service with stations in more central locations as well as east-west service, complementing the north-south mainline.

However, for service to the less dense suburbs, the construction of new lines, and electrification of the entire national network (so far only the Haifa commuter network is scheduled for electrification), should provide the backbone. There is no integrated planning between regional rail and shorter-distance urban rail, the first failing of the current plan.

More broadly, the plan fails not just because of the wrong mode choice – subway-surface rather than driverless metro with a regional rail complement – but also because of how it treats urban geography. The proposed network – on which the red line is under construction and the green line is intended to be the second built – is too sparse in the center, and ignores the older urban centers. The phasing ignores preexisting transportation centers, and often the choice of who to serve and how to serve them is political.

The worst political decision concerns Jaffa, the old core of the metro area. (Tel Aviv was founded as a nominally independent city, but really as a Jewish suburb of Jaffa.) The most activity is in the Old City and the Flea Market, going down along Yefet Street to Ajami, since 1948 the only majority-Arabic speaking neighborhood in the municipality, and the only neighborhood that is completely unplanned. The streets are narrow, favoring a subway, and the residents are poor and have low car ownership rates. Instead, the route through Jaffa is on the surface and follows Jerusalem Boulevard, a less busy road built by the city’s then-mayor out of envy of then-separate Tel Aviv’s Rothschild Boulevard. This serves the more gentrified Jewish parts. Ajami is gentrifying – it’s close to Central Tel Aviv, is right next to the coast, and has stunning architecture – but is still majority-Arab.

The other neighborhood that due to ethnic differences is viewed separately from Tel Aviv, Hatikva, is also underserved. In this case, the residents are Jewish, but are predominantly Mizrahi and traditional-to-religious, with high poverty levels. The plan does serve Hatikva, but much later than it should given the neighborhood’s density, intensity of low-end commercial activity, and proximity to Central Tel Aviv. A northwest-southeast line, following Dizengoff and then serving Central Bus Station (a larger transportation center still than any mainline rail station) and Hatikva before continuing east into the inner suburbs, should be a high priority, but isn’t. The Central Bus Station area is also a concentration of refugees, another low-income, low-car ownership population, though since this concentration is more recent than the plans for the subway, the lack of priority service to the bus station is not a result of racism.

It’s not only about class reasons, or racial ones: Tel Aviv had to fight to get the Ministry of Transportation to agree to build the second line underground under Ibn Gabirol, and that’s to an upper middle-class Ashkenazi neighborhoods. The common thread within the city proper is a preference for new modernist luxury towers over serving existing walkable density, even when that density is hardly lower than what the towers are providing. (The towers can be built more densely, with less open space; by the same token, the low-rise buildings could be upzoned from one half the lot and four story to three-quarters and six stories.)

Another example of bad politics is the way military bases are served. The very center of Tel Aviv is home to the Ministry of Defense and the main military headquarters, the Kirya. The inner urban area is ringed with much larger military bases, including Tsrifin to the south, Glilot to the north, and the Bakum to the east. But the officer corps is concentrated in the Kirya, while Tsrifin is a more general base, Bakum is dedicated to new draftees so that they can be told what unit they’re to be sent to, and Glilot is somewhat higher-end than Tsrifin due to its role in military intelligence but still lacks the Kirya’s concentration of high-ranking officers. Since draftees almost never own cars and often ride buses for hours, the three outlying bases are all natural outer anchors for lines, and Glilot and Tsrifin both lie on easy spurs from the mainline rail network. Despite this, there are no plans for regular service, while the Kirya is part of the subway line under construction and is the intersection point with the second line to be built.

Even on pure geography, the plan makes critical mistakes. The eastern leg of the line under construction is much better than its southern leg: it goes straight from the train station through Ramat Gan and Bnei Brak to a secondary anchor in Petah Tikva. And yet, the station spacing in Bnei Brak, the densest city in Israel, is the widest, even though higher density allows shorter station spacing. In contrast, the surface segment in less dense Petah Tikva is intended to have denser stop spacing. Moreover, despite the advantages subway-surface operation has in terms of branching, the branching is meant to be really a short-turn, with half of all trains going straight to the depot still in the underground section and half continuing to Petah Tikva. Central Petah Tikva is well to the south of the line, which is intended to terminate at Petah Tikva’s peripherally located central bus station, but there is no branch serving that center, despite high intended frequencies (3 minutes on the surface, 1.5 minutes underground).

I believe that in addition to an electrified mainline rail trunk, Tel Aviv needs a driverless subway network that looks roughly like an E: one or two north-south lines (west of the freeway if one, one on each side if two), three east-west lines intersecting the mainline rail at the three main Tel Aviv stations. The east-west lines should be anchored at the eastern ends at Petah Tikva, Bar Ilan University, and the Bakum or Kiryat Ono; the north-south lines should go about as far north and south as required to serve the center, letting mainline rail take care of destinations roughly from Glilot or Herzliya north and from Tsrifin south. Such a network would not serve political goals of making Tel Aviv a luxury city; it would just serve the transportation goals of the urban area’s residents.

Quick Note: Why Quinn is Unfit to be Mayor

The Triboro RX plan calls for using preexisting freight rail rights-of-way with minimal freight traffic to build a circumferential subway line through the Bronx, Queens, and Brooklyn. It was mentioned as a possible project by then-MTA head Lee Sander and more recently by Scott Stringer and on The Atlantic Cities by Eric Jaffe. Despite not having nearly as much ridership potential as Second Avenue Subway or a future Utica subway, the presumed low cost of reactivating the right-of-way makes it a promising project.

According to Capital New York, leading mayoral contender Christine Quinn has just made up a price tag of $25 billion for Triboro, while claiming that paving portions of the right-of-way for buses will cost only $25 million. This is on the heels of city council member Brad Lander’s proposal for more investment in bus service. The difference is that Lander proposed using buses for what buses do well, that is service along city streets, and his plan includes bus lanes on major street and what appears to be systemwide off-board fare collection. In contrast, Quinn is just channeling the “buses are always cheaper than rail” mantra and proposing to expand bus service at the expense of a future subway line.

There is no support offered for either of the two cost figures Quinn is using, and plenty of contradictory evidence. Paving over rail lines for bus service is expensive; a recent example from Hartford and a proposal from Staten Island both point to about $40 million per km in the US. The map in the Capital New York article suggests significant detours away from the right-of-way, including on-street turns making the bus as slow as the existing circumferential B35 route, but also several kilometers on the railroad in Queens. Conversely, reusing rail lines for rail service is not nearly as expensive as building a subway. The MTA’s own biased study says a combined on-street and existing-right-of-way North Shore service would cost 65% more if it were light rail than if it were a busway; since the Triboro right-of-way is intact, the cost of service is in the light rail range, rather than the $25 billion for 35 km Quinn says.

But the reason Quinn is unfit for office rather than just wrong is the trust factor coming from this. She isn’t just sandbagging a project she thinks is too hard; the MTA is doing that on its own already. She appears to be brazenly making up outlandish numbers in support of a mantra about bus and rail construction costs. Nor has anyone else proposed a Triboro busway – she made the logical leap herself, despite not having any background in transit advocacy. Politicians who want to succeed need to know which advocates’ ideas to channel, and Quinn is failing at that on the transit front. If I can’t trust anything she says about transit, how can I trust anything she says about the effectiveness of stop-and-frisk, or about housing affordability, or about the consequences of labor regulations?

Update: Stephen Smith asked Quinn’s spokesperson, who cited a $21 billion figure for a far larger RPA plan including Second Avenue Subway and commuter rail through-running with new lines through Manhattan. I am not holding my breath for a retraction of the bus paving plan from the Quinn campaign.

Update 2: Quinn admitted the mistake on the rail plan, and revised the estimate of the cost down to $1 billion, but sticks to the bus plan and its $25 million estimate.

Quick Note: More on Urban Absolutism

In previous posts, I brought up the theory that American cities are run in a feudal fashion, despite the nominally democratic system, and that the failings of feudalism are leading proponents of livable streets and public transit to demand elected absolute monarchs instead. The recent 125th Street bus debacle, and the online livable streets community’s response to it, represent another example of this trend.

To recap: New York City’s Department of Transportation proposed a bundle of bus upgrades along 125th Street: dedicated bus lanes on most of the street for the use of all four bus routes running along 125th, and Select Bus Service on the M60, which connects Morningside Heights with Astoria and LaGuardia. The M60 is by a small margin the top route for boardings along 125th (not necessarily for boardings elsewhere for trips ending on 125th), but it’s third in overall ridership among the four routes. Because of its Morningside Heights bend at the west end and its LaGuardia service it’s perceived as a whiter route than the other three routes: the Bx15, connecting to Third Avenue in the Bronx; the M100, connecting to Washington Heights and Inwood; and the M101, connecting to Washington Heights at one end and going along Third and Lexington at the other. Harlem politicians were livid that DOT were only giving SBS upgrades to the whiter route. State Senator Bill Perkins opposed the plan’s ban on double parking and got the bus lanes truncated from Central and West Harlem to just Central Harlem; he and City Councillor Robert Jackson continued to oppose the plan, Jackson doing so explicitly on the grounds of privileging the M60, and DOT just dropped it.

It is not my intention here to rehash my argument for why Jackson was right and DOT should have proposed SBS upgrades for all four routes, or if it had to pick one then the M101. I have said this on Streetsblog and Second Avenue Sagas in comments. Rather, I bring this up because while many commenters said “we lost, let’s try again” or “we lost, let’s defeat Perkins and Jackson for opposing our interests,” other responded with fantasies of absolute power: fantasies of the city cutting bus routes to West Harlem to punish Jackson and Perkins, fantasies of the city making the Harlem communities beg for any further livable streets improvements (as already happens with bike lanes in East Harlem), fantasies of a Robert Moses for livable streets, fantasies of Bloomberg buying election campaigns to defeat all livable streets opponents.

An absolute ruler is not going to do anything positive. He doesn’t have to – either his rule is secure and he doesn’t need to care, or it’s not and he needs to spend his effort shoring it up with patronage and attacks on opponents. A city government strong enough to do things over the objections of black politicians who are concerned with racial inequality, or over those of pro-car NIMBYs, will also be strong enough to do things over the objections of the livable streets community. Robert Moses’s problem wasn’t just that he was pro-car; it’s that he was authoritarian and didn’t need to care too much about what people thought, so that his own biases for segregation could become city policy.

Who are the Opponents of Transportation Alternatives?

Streetsblog has traditionally lashed at multiple factions that oppose bicycle and transit infrastructure, but reserved the harshest criticism for entrenched community groups and NIMBYs, and their representatives including most of the high-profile Democratic mayoral candidates in New York. Early community board opposition to some of Janette Sadik-Khan’s bike lanes and pedestrian plazas turned into full-fledged attacks by the livable streets community on NIMBYs, of which some were justified but some were cases without any evidence of community opposition.

But now the Wall Street Journal has run an editorial video calling New York’s new bikeshare totalitarian, adding to a Front Page article from a month ago saying that bikeshare was a failure in Paris and Montreal and that Sadik-Khan’s grandfather was a Nazi. Paul Krugman chimed in with an explanation relating the opposition to upper-class politics, New York Magazine tried to explain how bikeshare goes against conservative ideology more broadly, and suddenly there’s supposed to be a partisan realignment on the matter. When I reminded Robert Cruickshank on Twitter that Charles Schumer and Anthony Weiner were against bike infrastructure, he responded, “no, that’s not driven by values or ideology but by a search for votes.”

There’s a real danger in reducing the world to a struggle between Us and Them, in which the bad aspects on the Us side show that people on the Us side need to be nudged in the right direction while the bad aspects on the Them side show that people on that side need to be defeated. People who spend too much time in national or even state-level partisan politics think in those terms even in places where they are completely inappropriate, such as local blue-city transportation matters. Streetsblog has occasionally engaged in this as well, with the factions being pro- and anti-Bloomberg: it has let the city’s DOT off the hook for the truncation of the 125th Street dedicated bus lanes, though in past years it did attack the city for not extending 1st and 2nd Avenue’s bike lanes into Harlem despite community support.

What both of those sides – Krugman and the Streetsblog crowd – miss is that there’s considerably diversity of opinion in both the Us camp and the Them camp. Although there is something like an Us camp comprising supporters of rail, urban density, and livable streets, there are still sharp internal disagreements that shouldn’t be papered over. On the Them side there isn’t even a recognizable camp: what do Michele Bachmann, Chris Christie, Andrew Cuomo, Charles Schumer, and Anthony Weiner have in common except their opposition to bikes or transit? Instead of a binary Manichean view it’s important to understand that politics, especially urban politics, has multiple factions, of which none can obtain a persistent majority, requiring some measures of negotiation and consensus.

First, the Them sides. The easiest segment to explain is right-wing populism: as a movement, it tends to be anti-urban and pro-road, even in Switzerland, whose Swiss People’s Party opposes rail investment and supports roads. The support base of right-wing populism is rarely urban, because as a movement it tends to be against what it views as cultural deviance of (mainly urban) immigrants; since transit ridership tends to be concentrated in the cities, populists have less reason to support it.

Non-populist conservatives sometimes borrow from right-wing populism and sometimes do not. Christie canceled ARC and transferred the state money for it toward roads, but he is quite influenced by populism in style even if his actual politics is mainline conservative. But the British Tories support high-speed rail, as did the Sarkozy administration. Contrary to popular belief, Thatcher never said that bus riders over the age of 30 are failures in life; the quote comes from a writer who, far from being a Thatcherist, worked for The New Statesman. However, with exceptions such as Sarkozy’s support for Arc Express, conservatives and right-wing liberals tend to be less supportive of urban transit and of taxing cars on environmental grounds. For examples, the Skyscraper Page posters believe the BC Liberal election victory is likely to make it harder to find money for SkyTrain extensions, Boris Johnson canceled proposals to extend London’s congestion charge to other parts of the city, and the Swedish right-wing parties originally opposed Stockholm’s congestion charge and eventually implemented it but with a caveat that the proceeds go to roads only.

Among centrist liberals, opinions are more split. Bloomberg is unabashedly neo-liberal; he’s also spent $2 billion of city money on a subway extension and championed congestion pricing and bike lanes. Andrew Cuomo is less explicitly neo-liberal but ran on such a platform; he’s championed the Tappan Zee Bridge replacement, opposed including transit on the new bridge, and spent money that was supposed to go to the MTA on other things. The opposition to transit and livable streets that exists in this group is less a matter of hating what cities stand for and more a matter of fiscal conservatism that views roads as normal service used by the upper middle class and transit as wasteful and serving the poor. Charles Schumer’s opposition to bike lanes in his neighborhood should be placed in the same category, as should Richard Brodsky’s claim that congestion pricing is unfair while he represented a rich Westchester district. It’s here that the faction Krugman describes belongs, but it includes board swaths of the upper middle class rather than the top 0.5% of the population that Krugman argues is pro-road because they’re chauffeured around Manhattan.

The community boards who oppose transit and livable streets, for examples in Washington Heights and Sheepshead Bay, are a more mixed bunch. I believe Weiner falls in this category too: instead of congestion pricing he proposed a commuter tax, which would not fall on his outer-urban district, a proposal that more recently the other mayoral hopefuls supported. In the forums I spent time in, mainly The Straphangers forums, the opposition seemed to be from the left and not just from the right. It’s probably best understood as a general populism as well as personal dislike for Bloomberg; while this populism may not be leftist, it is not really right-wing either, and often comes from minorities, which right-wing populists almost universally spurn. I believe it’s Cap’n Transit who noted the disconnect between the elite even in poor neighborhoods and the average residents, who rarely own cars, leading to a kind of populism in leftist areas that is not by itself really leftist.

Now, the Us side. There is, in fact, a coherent movement that calls for more investment in rail for intercity transportation, proposes local transit and bike and pedestrian projects, and supports taxes on driving when they are politically feasible. The arguments between various factions, such as more left-wing versus more right-wing transit supporters or supporters of restoration of pre-WW2 streetcars and interurbans versus supporters of more modern technologies like light rail and high-speed rail, really are internal to a movement.

However, there really are problems, coming from the cores of the movement in supporting more spending and in having leaders who are quite neo-liberal and indifferent to issues of racism and disinvestment. New York really did take its time to extend bike lanes into East Harlem despite community support; the same neighborhood is now not getting a 125th Street dedicated bus lane. While the first five bus routes to receive Select Bus Service upgrades were chosen as one per borough for trial, the newer lines so chosen, first on 34th Street and now the M60 to LaGuardia, are not very high-ridership; the M60 in particular is at least in perception the highest-income and whitest among the buses that use 125th Street while its ridership rank is third out of four routes on the corridor.

Likewise, the transit investment decisions made not only in New York but also in cities ranging from Boston and Providence to San Francisco are development-oriented and tend to serve residents of rich suburbs and inner-urban gentrification projects at the expense of high-productivity transit routes in low-income neighborhoods in between. Bloomberg spent $2 billion of city money on a subway extension, but it was the wrong one, a development-oriented project to Hudson Yards rather than an extension of Second Avenue Subway or a new subway line following Utica, which is currently in a near-tie with First and Second Avenues for highest bus ridership in the city.

While neo-liberalism as an ideology also supports efficient government and reducing red tape, the built-in bias for prestige projects makes it hard to support vanilla improvements in efficiency. This combines with a particular leftist opposition to anything that sounds like reduced spending; the fact that it’s Christie who began the wave of cancellations adds a partisan dimension. As a result, the people who are most sensitive to costs tend to be far outside political power: Stephen Smith is not a major libertarian pundit, Aaron Renn occasionally talks to city leaders but has no real power, I am a mathematician who writes about transit and urban issues. The (neo-)liberal centrists who’d be best placed to implement a program that would reduce transit construction costs are the ones with the least political incentive to do so.

That said, despite the above essentially multi-partisan and multi-factional picture, it could be that the Wall Street Journal’s video and Krugman’s response will lead to partisan realignment. High-speed rail used not to be a partisan issue either: in 2009, Newt Gingrich said he envisioned medium-speed rail together with maglev. But after Christie canceled ARC, canceling rail projects became a test of right-wing bona fides, and conversely, defending infrastructure spending became a test of left-wing bona fides even when infrastructure was a small component of the stimulus. It is possible that the American political world will soon become bipolar on matters of local transit and livable streets issues. It’s just not there now.

Quick Note: Why the Focus on Penn Station?

Penn Station is in the news again: the Municipal Art Society ran a public competition for a rebuilt station house, involving proposals by four different architectural firms. This does not include any track-level improvements at all: only the concourses and above-ground infrastructure are to be rebuilt, at a cost of $9.5 billion according to one of the four firms. The quotes from the architects and other backers of rebuilding use language like “great train station” and “gateway to the city,” and this is where the subtle hate of the city’s actual residents lies: why the focus on Penn Station? Why not a subway station?

The headline figure for the ridership at Penn Station is 600,000-650,000 a day, but this is a wild exaggeration. First, this includes both entries and exits, so the real number is half that. Second, about half of the number comes from subway riders, who these discussions always ignore. And third, there is a large number of passengers transferring between commuter rail and the subway who are doubled-counted; at subway stations, passengers transferring between lines are not even single-counted, since the subway counts entries at the turnstiles. Taking an average of boardings and alightings when both numbers are given or just boardings otherwise, Penn Station has 100,000 weekday LIRR riders, 80,000 weekday New Jersey Transit riders, and 170,000 weekday subway riders between the two stations. However, people transferring between the subway and commuter rail are double-counted.

In contrast, not counting any connecting passengers, there are 195,000 weekday Times Square subway riders. Without detailed data about transfer volumes at each station we can’t compare the two, but since the proposals for a better Penn Station focus only on the mainline station, the number of passengers served is certainly less than that of Times Square passengers.

Indeed, every single problem that the architects are trying to fix with Penn Station exists at Times Square. Times Square has low ceilings. The corridors between different lines and between the platforms and the exits are as labyrinthine as at Penn Station. In my experience rush hour passenger crowding levels within the station itself are comparable. Most platforms are wider, but nobody is proposing to widen platforms at Penn Station, and the 42nd Street Shuttle platforms are narrow and curvy and have been this way since 1918. The tickets are all integrated because the trains are all run by one operator, but again nobody who proposes to replace Penn Station is talking about the separate LIRR, NJ Transit, and Amtrak fiefs.

There are some legitimate changes that could be done if Penn Station is knocked down and rebuilt: instead of a hack involving paving over platforms to increase their width, the platform level could be rebuilt, two tracks at a time, with six approach tracks in each direction each splitting into two platform tracks, giving twelve tracks on six platforms; the train box appears about 140 meters wide, enough for 15-meter-wide platforms (compare 10 meters on the Chuo Line platform at Tokyo Station, where 28 trains per hour turn on two tracks).

However, the technical issues here are a lot less important than the fact that city leaders, architects, and even transit commentators assume that it is more important for New York to have a great train station used by 200,000 suburban commuters than for it to have a great subway station used by (at least) 200,000 city residents. It speaks to the utter hatred most city leaders have of the people who live in what they consider their fief or perhaps their playground. For most people in the city, there are more important transportation facilities, and even on a metro area level Penn Station isn’t unusually important.

This leaves the argument that Penn Station is a gateway to the city. But if the point is to impress a few thousand tourists, why not spend the same money on improving tourist amenities at Times Square, building more hotels? Or maybe building free housing for tens of thousands of homeless people (both the ones at Penn Station and the ones in the rest of the city) so that they stop being homeless and disturbing the rest of the population? If the point is to have great art, why not spend the money on employing artists to produce more work or to improve the aesthetics of the city’s ordinary spaces?

Of course, none of those options involves city leaders getting together and building important edifices with plaques with their names on them. So at the end the idea is to tax actual city inhabitants $10 billion to build a monument to the vision of city leaders. Large corporations pay their executives hundreds of millions a year in stock options and bonuses; governments cannot pay top political power brokers this way, so instead they spend large quantities of money on monuments that glorify them.

The Different Cities We Inhabit

I do not know many people who live in Boston proper. I know about a hundred who live in the Greater Boston area, but only a small minority lives in the city proper, as is of course true in general. I know many people who live in Boston suburbs or in secondary cities like Worcester, but the largest concentration lives in the urban parts north of the river: Cambridge, Somerville, and Watertown. This is true even if I exclude everyone with Harvard or MIT affiliation. In the geek community, Boston proper is where Chinatown is and where the train station is; the social centers are around MIT and Harvard, the jobs seem to be centered in Cambridge as well, and Brandeis graduates often gravitate toward Cambridge and Somerville.

What this means is that I don’t know what people in Greater Boston think about things very reliably. I know the attitudes in Greater Cambridge, or at least the part of Greater Cambridge that goes to conventions. Just as the Providence I inhabited was really a Greater East Side, one in which more people know more residents of Back Bay than of Olneyville, the Greater Boston I inhabited is a specific subculture that’s very active in New England, with specific attitudes that aren’t found elsewhere. For example, support for public transit is quite high, while at the same time enough events don’t and can’t take place in the urban core that people still figure cars are needed, leading to a culture of carpooling.

I keep being reminded by this every time I read pieces by Aaron Renn about attitudes in a city. His latest piece about gentrification is a more subdued example since he talks mostly about the actual effects of gentrification, but the point about people’s attitudes toward it is still there. An earlier piece about Rhode Island mindsets is more indicative. To Aaron, people in and around Providence identify with the state or with their local town rather than with the region. The people I have met are not like that, and often live in southern Massachusetts while still identifying with Providence somehow. For example, one of the Waterfire performers performs in Plymouth and Providence (and Providence is the bigger draw) and lives just outside the census-defined Providence metro area. For another example, I know a recent Brown graduate who is from a Providence suburb of Massachusetts who identifies with Rhode Island and southern Massachusetts, having gone to another college in Providence and to grad school at Brown.

The upshot of this is that it is extremely hard to make any generalization about a city from our own social circles. I live in social circles that are well within Richard Florida’s creative class, but aren’t really what urban leaders seem to care about. I went to a Providence event called Geeking Out once, and it turned out to be about subsidizing smartphone app developers. It’s clearly geeky; it also has no overlap with the geeks I know who teach children how to build robots, or go to fandom conventions. When we talk about cities and urban politics, we never say things like “the city needs to attract more talent.”

But the same difficulty of generalization of course affects the elites as well as people who perceive themselves as normal. If Aaron’s experience talking to urban development leaders is indicative of what they too think, then their social circles also consist mainly of other urban development leaders and their immediate families. There is nothing inherently wrong with that, but there is a real danger of overgeneralizing from an unrepresentative social network. Aaron himself doesn’t do this, but people in positions of power do. The New England I inhabited was a bubble in which downtown Boston didn’t really exist; the Providence that the power brokers seem to inhabit is one in which it is more important to improve transit access to the Jewelry District than to South Providence and Olneyville. I say this as someone who in a year in Providence visited Olneyville once and South Providence never, but because I never saw myself as representative of transit riders, I formed opinions based on where preexisting ridership is and where usable rail infrastructure is and not on gut feeling about where service should go. We all have subcultures, but some subcultures think of themselves as more normal than others, and a few think of themselves as not subcultures at all but as representative of everyone.

Infrastructure and Democracy

Two stories, one recent and one older, have made me think about the undemocratic way the US builds infrastructure. The older story is California HSR’s cost overrun coming from scope creep; the biggest overruns were in the Bay Area, where power brokers from different agencies wanted separate territory at stations, leading to additional tunnels and viaducts. The newer one is Long Island’s reaction to the MTA’s developing proposals to add Metro-North service to Penn Station, sharing the East River Tunnels with the LIRR and Amtrak; the reaction is negative on misinformed grounds, but the misinformation often comes from official sources.

In both cases, there’s a democratic deficit in US local government that’s in play. Swiss infrastructure projects require a referendum, and involve detailed benefits announced to the public. In Lucern, a recent urban tunnel was sold to the public on the grounds that it would enable certain clockface frequencies toward the south and southeast, such as a train every 15 minutes to Hergiswil and an hourly express train to Engelberg; the full cost was included in the referendum. Even much larger projects, such as the Gotthard Base Tunnel, are funded by referendum. Nothing of that sort happens in the US, even when there are referendums on infrastructure.

I’ve begun to believe that California’s original sin with its HSR project is that it refused to do the same. Prop 1A was a referendum for what was billed as one third of the cost, $10 billion. In reality it was $9 billion and $1 billion in extra funds for connecting local transit; in year of expenditure dollars the estimated budget then was $43 billion, so barely a fifth of the project’s cost was voted on. The HSR Authority planned on getting the rest of the money from federal funding and private-sector funding. Prop 1A even required a 1:1 match from an external source, so confident the Authority was that it would get extra money.

In reality, at the time the proposition was approved to go to ballot, the financial crisis hadn’t happened yet, and there was no talk of a large fiscal stimulus. Although the stimulus bill gave California $3 billion, in 2008 the HSR Authority couldn’t know this source of money would be available, and yet it assumed it would get $17-19 billion in federal funding. Likewise, no private investor was identified back then, and promises of foreign funding have been inconclusive so far and again only come years after the referendum. Put another way, Californians voted without any information about where 79% of the budget for HSR would come from. The state is now scrambling for extra funding sources, such as cap-and-trade revenues. Since there is no real dividing line between on-budget and off-budget when 79% of the budget is undetermined, costs could rise without controls. An agency that had lined $43 billion in prior funding via referendum would be too embarrassed by any cost increase requiring it to ask for more money from any source; a large cost increase could make the difference between project and no project.

In the Long Island case, there was of course no referendum – East Side Access and Metro-North’s Penn Station Access were both decided by the commuter rail agencies and the state legislature. However, even subject to the legislative decisions, there has been very little transparency about what’s going on. The MTA has provided scant details about service planning for after East Side Access opens: total tph counts for each terminal, but nothing about off-peak frequencies, nothing about which LIRR lines would have service to which terminal, and nothing about the frequency of each individual LIRR line. A major change, the end of through-service from east of Jamaica to Flatbush Avenue, is not explicitly mentioned; one has to read between the lines to see that there’s no service planned to Flatbush Avenue, which is planned to be connected to Jamaica by shuttle service (and the shuttle service is still not going to offer urban rail frequencies or fare integration with buses and the subway).

In this climate, it’s easy for people to disbelieve that the agencies involved know what they’re doing, even when they are. Penn Station Access is unpopular among Long Island politicians, who view the East River Tunnels as their turf and do not want to share with Metro-North. The MTA and New Jersey Transit keep saying that Penn Station is at capacity without further explanation, and the MTA says it will add Metro-North trains to Penn; is it any wonder that state legislators see those two statements and, in the context of past cost overruns, oppose Penn Station Access?

When there is democracy – by which I mean not just periodic elections offering two parties to choose from, but a referendum process, transparency, and community consultations – people have an incentive to be informed. It’s possible to sway many people in one’s community and have a positive effect on local state services. Local politicians who are informed on the subject will be able to lead spending and planning efforts and can count on the support of informed voters. In contrast, when there is democratic deficit, being informed is far less useful, because decisions are made independently of what people think unless they are power brokers, or perhaps wealthy, power-brokering communities.

Alexis de Tocqueville observed as much when he visited the US two hundred years ago, when it was already far more democratic, for white men, than any European country: American farmers were more informed about politics than their European counterparts. Today, everyone in the first world has democracy and universal franchise, with a few exceptional countries that are worse-run than people give them credit for. But on the local level, some countries have done much more and get rewarded with a system of accountability to the voters, leading to better governance. The US is trading on an unreformed political system, in which the check on local officials’ power comes from neighboring fiefdoms rather than from the people.

The feudal character of local government in the US is leading to the usual exasperation with the system. But instead of turning toward democracy, transit supporters cheer as governments turn toward absolutism, increasing the power of the state at the expense of other stakeholders. California is reforming its environmental protection laws in response to abuse of the system by powerful communities; in reality, one of the state legislators involved in the effort recently left politics to work for Chevron. A reformer at Cornell recently proposed to improve transportation governance by “[putting] a bipartisan committee in a locked room.” Thomas Friedman cheers Chinese megaprojects as a way to achieve progress and sustainability; he says nothing about the more cost-effective projects done democratically in Europe, even though they involve some equally impressive edifices like the Alpine base tunnels. Throughout the transit activist community, including nearly every blogger and commenter but also the main activists on the ground, there’s a tendency to view any community opposition to a project as NIMBYism and to ask for changes that make it easier for the government to get its projects done, as in the Robert Moses era. Social democrats and neo-liberals are equally complicit in the march for not just centralization, which can be done with democratic checks, but also concentration of power in the hands of state officials.

Good infrastructure does not come from autocrats. Nothing comes from autocrats except more wealth and power for the autocrats, which may or may not involve infrastructure that is useful to the public. Undemocratic systems lead to a feedback loop in which the people have no incentive to be informed while the power brokers have no incentive to make sure anyone is informed, and this way it’s easy to spend $8 billion on a train station and approach tracks, without knowing or caring how many orders of magnitude this is more expensive than the average first-world rail tunnel. A good transit advocate has to advocate for more democracy, transparency, and simplicity in government operations, because decisions made behind closed doors are almost invariably made for the benefit of the elite that’s on the right side of those doors.

Immigration Choice

Houston booster and blogger Tory Gattis has a theory of what he calls opportunity urbanism, i.e. a focus on upward mobility as the primary goal of urban policy. Responding to a post of his on The Urbanophile, in which the comment thread veered to a comparison of Houston and Vancouver, I noted that the US is actually much less upwardly mobile than Canada (follow links to studies here, e.g. this, with the father-son income elasticity on PDF-page 34), and that the Joel Kotkin report about opportunity urbanism that Tory contributed to does not, in fact, bring up any upward mobility facts arguing that Houston is at all better than the rest of the US.

The response, from both Tory and Aaron, was a series of platitudes that immigrants choose to come to the US, so it must have a lot of upward mobility: “Houston is revealed preference in action,” “America is still the brightest beacon for immigrants all over the world,” “given the huge preference for the US that international migrants show, it’s tough to believe they are all so dumb about their future prospects,” “America is such the promised land that millions risk everything to come here illegally.”

The first step in failing to combat any social problem is failing to recognize one exists. The US loves to congratulate itself about its acceptance of immigrants and to compare itself favorably with Europe’s racism; somehow, the facts that hate crimes happen on both sides of the border and that in the last few years Al Qaida has successfully recruited American-born Muslims do not count. Even the lack of visas for unskilled workers in the US, and the stingy visas for skilled ones, turn into an America-is-great argument, which is exceptionally inconsistent from someone who, on issues of domestic migration, trumpets Houston’s lack of zoning and blasts the restrictions on development on the coasts (which can be thought of as immigration restrictions, only space is auctioned by market pricing and not by quotas for immigrants). To reiterate what I said last year, good policy for integration is to treat immigrants as people rather than as either a problem or a solution to a problem.

As for what international migrants prefer, what they (we) consider when choosing where to move to is not just what the intergenerational income coefficient is. Although I did know the US was much less socially mobile than most European countries even before applying to grad school there, I had enough other reasons to want to move there. With the caveat that what I know comes from direct experience, which definitely skews toward white and Chinese professionals entering via the student route, here is a laundry list of factors that matter:

– Where we speak the language. The entire Anglosphere is a top destination for intercontinental migration, just as France is a top destination for West Africans. Observe this table of immigrant population by OECD country. A key clue that language matters is the difference between the various Scandinavian countries, which are quite similar to each other. Sweden, Denmark, and Norway have very similar languages, arguably just dialects of one language, and on top of that, Finns learn Swedish in school (Finland is the top source of immigrants to Sweden). Finland has a different language, which at least locally is considered very difficult to learn; it also has a much lower foreign-born percentage than the others.

– Where our skills match up with the local business clusters. The US happens to be strong in academics and fields that come out of it, like biotech, and those tend to be very porous to international migration everywhere.

– How easily we can elbow our way into the local social networks. This is not the same as domestic mobility. For example, my experience with Ivy social networks is uniformly positive; even when I’m the only non-American in the room, which is frequently the case at the gaming groups I’m involved in, I’m treated like a human being and not like a freakshow. It’s very easy to assimilate to the educated New York subculture if one wants to. But this is not true for domestic migrants: my It’s Complicated, a Kansan Harvard student of middle-middle-class background, does not feel as welcome in this subculture as I do, and tells me that at Harvard people treat her like a Real American, i.e. not a real Bostonian or New Yorker. The correlation between social mobility for immigrants and social mobility for the native-born is far from perfect.

– The presence of a preexisting community of immigrants from the same culture (not terribly relevant to me, but critical to others). This favors large cities and traditional gateways, like New York, Los Angeles, Toronto, and Miami. I’ve read a few case studies and stories of Brazilians in the Boston area; once the first few come in, news of their success spreads to their hometown, and more people come in to the same area. One good reference is God Needs No Passport; there are others I no longer remember. Likewise, Turks prefer Germany, and former Yugoslavians prefer Germany or the rest of Germanic Europe.

– What’s nearby. The US has a lot of immigration, but a huge fraction of it is Mexicans (right on the border), Puerto Ricans (can come in without restriction), Central Americans (close and can speak the language as many other immigrants), and non-Hispanic Anglophone Caribbeans. Likewise, in Germany the top sources of immigrants, excluding intra-first world migration, are Turkey, Poland, the former Yugoslavia, and Russia.

– Perceptions of opportunity and wealth, which aren’t exactly the same as opportunity and wealth. The US of the imaginations of Israelis and Singaporeans is not the same as the real US. For example, until I started hanging out in American political forums in 2002, I had no idea the US didn’t have universal health care. It somewhat blurs issues like social network porousness, but those issues have a real impact on whether one can get a job, and this information is somewhat more easily available to outsiders.

– Perceptions of how welcoming the society is. The US, Canada, and Australia are more welcoming than Europe (at least if you’ve gotten a visa – in many categories it’s easier to get into the EU than into the US), and successfully pretend to be even more welcoming than they are. Many year ago, a Pakistani-Canadian commenter expressed the Canadian attitude with the saying “Other people are racist; our minorities really are lazy.”

Take all of the above with a grain of salt. Not that the numbers I bring up are wrong, but my thinking of which numbers are relevant comes from a specific set of experiences, and what someone whose primary social network is Mexican immigrants to California may have a different idea of what’s important. We’re all very confident about our knowledge about things that there’s nobody around to correct us (and I’m saying this very self-consciously).

That said, I do know these issues a lot better than the average native-born American. To me, the question of where to live was nontrivial. For political reasons, circa the height of the Iraq War, I wanted to go to Canada, but I also knew that the US had better grad schools, and now to the extent that I have control over where I live, my social network is Northeastern.

The most troubling part of the entire exchange above was the invocation of “Revealed preference.” Ordinarily, this is a matter of technical questions about people’s mode choice in real-world situation, and is great at predicting how people will behave if the transportation network changes (e.g. a new transit line is built). It’s an awful way of trying to divine, based on migration flows, whether a country offers more opportunities to people who were born poor in it. Too many intervening variables, too many things most native-born people don’t really see. For that matter, even narrowly, with transportation, it doesn’t answer the question of “What people want?” because it’s much broader than the question of how many people will actually ride a new rail link assuming no change in broader transportation and urban policy.

There’s a serious problem with a discourse about anyone who is not part of the discourse. Transit managers’ discourse about riders is at least tempered by the need to build projects that meet ridership projections. With more social and demographic questions, this is not true, because Americans can bully their way into telling themselves they are doing better than immigrants think they are; if the literature on the subject suggests otherwise, they can abuse terminology and cry “Revealed preference.”

The Recession Won’t Last Forever

The article about New York State’s decision to discontinue studying high-speed rail between New York and Buffalo is by itself not terribly surprising. Although Andrew Cuomo likes flashy public works projects, of which HSR is one, he is consistently pro-road and anti-rail.

The study released by the state sandbagged actual HSR on cost grounds – it did not provide any further analysis, and in two ways (lower average speed than most HSR lines, and a requirement for tilting) stacked the deck against it – but instead looked into medium-speed rail, with top speed of 110-125 mph, which is frequently misnamed HSR in the US. This, too, is not surprising. State DOTs have no idea how HSR works, and tend to make mistakes, not know how to do cost control, and so on.

What’s most surprising is the explanation for why not to do anything substantial: as one of the HSR proponents quoted in the article complains, “The State of New York is worried about making ends meet; the economy is not doing so great. That’s the reason in the short term.” Taking his argument at face value, the state is refusing to advance study of an HSR line because economic conditions are bad now, a decade or more before such line could even open.

The recession won’t last forever; if it does, there are bigger things to worry about than transportation. Other than immediate reconstruction projects, for which the environmental reviews are fast-tracked, major projects take years to do all the design and environmental studies. California has been planning HSR since the late 1990s. It intended to go to ballot in 2004, and after delays did so in 2008. HSR is scheduled to break ground later this year, assuming the state does not cancel the project. An HSR project for which planning starts now will start construction after the economy recovers not from this recession, but from the next one.

The recurrent theme in the article is the state’s preference for mundane over flashy projects, but rejecting HSR shows the exact opposite.Starting planning now costs very little. In fact, the best thing any state agency can do is keep planning multiple big-ticket project contingencies pending an infusion of money; this way, it can dust off plans and execute them faster if there’s a stimulus bill in the next recession. That’s long-term planning. Refusing to advance construction because it won’t start until long after Cuomo’s Presidential run in 2006 2016 isn’t.

Of course, the same goes in the other direction. Too many people, building on Keynesian stimulus ideas, want massive infrastructure spending now as a public works program. For example, Robert Cruickshank (and in comments, Bruce McF) argues for long-term benefits coming from the stimulus effect. Although construction in 2012-3 would have an impact, a multi-decade project spanning periods of both growth and recession should not rely on estimates of job creation solely from periods of recession. On the contrary, economic costs and benefits should be based on a long-term multi-business cycle trend.

I propose the following principles for interaction between business cycles and very long-term investment:

1. Assume your project will be undertaken in a period of close to (but not quite) full employment, in terms of both funding sources and economic effects, unless you specifically intend to advance construction in a recession.

2. If you want to use a recession to lock in lower interest rates, higher job impacts, or lower construction costs, make sure you have a shovel-ready project, or else try to advocate for better staffing at the requisite regulatory agencies well ahead of time so that they can fast-track it.

3. Treat fiscal surpluses coming from an economy at full employment as one-time shots rather than an ongoing situation that can be used for regular spending or tax cuts. Growth doesn’t last forever, either.