Category: New York
Why New York-New Haven Trains Crawl
Between New York and New Haven, a distance of 120 km (from Penn Station) or 116 km (from Grand Central), the two fastest intercity trains of the day take 1:35 to travel, an average of 75 km/h. Most do the trip in about 1:40, averaging about 72 km/h. Commuter trains to Grand Central do it in about 1:40 three times a day, averaging 70 km/h, but the vast majority of even the rush express trains are slower, a few doing it in 1:52 and most in about two hours, averaging 58 km/h. This is not normal for a primary intercity corridor; the Acela averages about 120 km/h between New York and Washington and between New Haven and Boston, which is typical for non-high-speed intercity lines in Europe, while high-speed ones usually average 200 km/h or more. I’ve been asked by some big names in online transit content creation why this is so, and hope to explain why the trains are slow, and what it would take to reduce 40 minutes from the one-way trip time.
The contrast should be with the high-speed rail proposal that I’m working on at Marron, which cuts the intercity trip time between New York and New Haven to about 52 minutes, on the existing right-of-way, and the express commuter rail trip time to Grand Central to about 1:16. The result is not high-speed rail, but is a fast upgraded intercity rail line, on a par with the faster British and Swedish lines. Changes in right-of-way geometry, including buyouts of houses in expensive suburbs in Connecticut, could reasonably cut the intercity trip time to about 45 minutes; these are mapped here, the 52-minute trip corresponding to the alternatives that stay on the existing right-of-way and the 45-minute one to the alternatives that use the bypasses where they exist.
The primary culprit for the slow trip times today is poor scheduling practices. Those practices, in turn, come from mutual abuse between Amtrak and the commuter rail operators, in this case Metro-North and the Connecticut Department of Transportation, both of which display terminal incompetence on all matters related to rail. The state of the tracks contributes to the slowness, and thus the second most important issue is poor maintenance practices leading to unreliable infrastructure, which then feeds into poor scheduling. Metro-North and CTDOT are again especially bad even by American standards. Physical infrastructure problems add minutes here and there, but the most important interventions are cheap and for the most part can only work with better timetabling rather than on their own.
Of note, it is common to blame the low speeds on curves. However, the curves are not especially onerous – few restrict trains to slower speeds than about 150 km/h given good operating practices. In fact, the Northeast Corridor gets if anything curvier east of New Haven until after it crosses into Rhode Island, but the speed there is higher, as there is less dense commuter traffic complicating the schedule, and Amtrak’s level of incompetence is bad but less bad than that of CTDOT.
Timetable padding
Every rail timetable has to include contingency or buffer time. This takes into account primarily the need for trains to recover from delays, and secondarily suboptimal driver behavior, such as starting to brake a little too early. Switzerland pads its timetables 7%; the TGV network can only do about 10-13%, and the ICE network about 25%. What I and others have seen on Amtrak and Metro-North trains as well as what train drivers have told me suggests that the buffer time between New York and New Haven is 25% or even maybe 30%.
More complex networks require more padding, since delays on one train cascade to others. The ICE network mixes intercity trains together with much slower regional ones on the same tracks, all over Germany, and delays can cascade across the entire country, to the point that some people have begun to advocate that Germany build a separate high-speed rail network, not for speed (which activists here don’t care much about), but for the reliability of having a fast network and a slow network rather than one mixed network. The more segregated TGV network thus does better; the almost entirely dedicated-track Shinkansen system does even better, and JR East suggested 4% padding in its review of California High-Speed Rail. Switzerland is like Germany in having a single mixed-speed network, but it has more systematic processes for avoiding delays, such as strategic investment in bypasses around known bottlenecks.
The Northeast Corridor is not an especially complex network. It is a single line with branches, rather than a two-dimensional mesh like the German rail network. There is little freight traffic, which makes it possible to control freight through regular slots, with the number of potential slots greatly exceeding actual traffic so that if a train misses its slot, it can wait 10 or 15 minutes for the next one. Passenger traffic is high on all lines serving the corridor, and thus there is no need to cut corners on reliability (such as signals, or platforms) on any of the branches. It is a mixed-speed line, but nearly all of it has four tracks, and where commuter trains share tracks with intercity trains, they run express and the speed difference is not large. In the timetables we developed at Marron with Devin Wilkins, express commuter trains do Stamford-Grand Central in 28 minutes if they run as today, stopping only at Harlem-125th, and in 29 if they also stop at New Rochelle; intercity trains do Stamford-Penn Station in 25 minutes, on a marginally longer route into New York. Slotting intercity and express commuter trains on the same tracks between Stamford and New Rochelle is annoying, but is not an objectively hard scheduling problem.
This does not mean that Amtrak and Metro-North could just shave minutes off of the existing timetables, change nothing else, and run trains to the faster schedules. Other elements of the schedule would make the trains too unreliable. But it is possible to realign the schedules appropriately and cut the trip time by a factor of about 1.3/1.07 = 1.2.
Timetable complexity
The ideal schedule is one with as few variations as possible. This way, planners can write one schedule, ensure that it works, and, if there are problems with it, then develop an infrastructure program that builds around the bottlenecks. Switzerland, as usual, sets the standard, with its all-day repeating clockface timetable, or Takt. Swiss trains repeat regularly every hour, and on the busy lines every half hour; planners need to make sure one pattern works and then repeat it all day. It’s the planning equivalent of economies of scale in manufacturing.
New York planning, relative to the ideal, represents the list of what not to do, and it’s worse on busier lines such as the New Haven Line than on less busy lines. In effect, the New Haven Line schedule is the planning equivalent of rules for writing prose that illustrate each rule by breaking it – remember to not split infinitives, the passive voice should be avoided, eschew obfuscation, and so on – except that it is meant to be taken seriously. It has all of the following problems:
- Where good planning begins with one peak hour and repeats it all day, the New Haven Line has few repeating patterns, and practically none at the peak.
- Where good planning aims to have trains make consistent stops for legibility and for ease of planning around bottlenecks, the New Haven Line has bespoke stopping patterns – not counting branches, there are 16 trains entering Grand Central at the peak hour, which make 13 distinct stopping patterns.
- Where good regional rail planning keeps the peak-to-base ratio low – Switzerland is almost 1:1, and even very large cities that need a huge volume of commuter trains at rush hour like Paris or Tokyo do not exceed 2:1 (and London is well below it) – the New Haven Line has, with branches, 20 trains entering Grand Central at the peak hour and 4 entering each off-peak hour.
- Where good planning runs more or less the same service on weekends as in the off-peak on weekdays, the New Haven Line’s midday off-peak and weekend schedules are different even as they run the same number of trains (two express and two local per hour).
- Where good planning aims to use the timetable for a prolonged period of time to reduce the need to redo the schedule, for example updating annually as in Switzerland, New York-area practice is to update several times a year, in what looks like a 3-6 month period.
- Where good planning keeps the trains spaced far enough based on signal system constraints by default, Metro-North timetables somehow have trains on the shared trunk between Harlem and Grand Central sometimes arriving within less than the 2 minute minimum on the same track, requiring special speed restrictions, even with unimpressive traffic levels by urban commuter rail trunk standards.
- Where good maintenance is done when trains are not running, that is, at night, in order to avoid disturbing weekday traffic, American planning assumes that daytime maintenance will always take some track out of service; the New Haven Line’s track renewal program has been so mismanaged that at no point since it began in the 1990s have all four tracks between New York and New Haven been operable along the entire line – some section is always shut down. Daytime maintenance is also a problem in Germany, and is a factor behind the poor schedule reliability here.
The constant tweaks to the timetable are also a feature of the New York City Subway, with its substantially simpler stopping patterns. There, the services are consistent, and change at a rate of a handful per decade (most recently, when Second Avenue Subway opened; the previous time was during the 2010 service cuts). However, frequency is micro-targeted based on crowding guidelines, so the planners never have time to optimize one schedule; moreover, with 24/7 service, daytime closures for maintenance are unavoidable. This way, where planners at healthy railroads write schedules, planners at American passenger railroads write service changes. The New York City Subway at least has the partial excuse of 24/7 service; Metro-North has no such excuse. The maxim that the Northeast Corridor is held together with duct tape, and is managed by people who are unfamiliar with any more advanced tools than duct tape, also applies to timetabling.
In contrast with today’s morass, the schedule we’ve been writing aims to simplify whenever possible. Branches are slotted into windows that could be used by local or express main line trains depending on the desired service pattern. From New Haven south, everything is on a repeating 10-minute Takt. The New Haven Line is reduced to four stopping patterns – local Stamford-Grand Central, local Stamford-Penn Station, express New Haven-Grand Central, intercity New Haven-Penn Station – each running every 10 minutes. It took weeks to find a pattern that worked with all the constraints of the right-of-way and allowed some future desired infrastructure changes, and even that required some track changes detailed below. Off-peak, the commuter train patterns could run every 20 minutes instead, using every other slot; the timetable should not be tweaked further.
It is particularly important to avoid timetable complexity beyond local and express trains east of Stamford. The line has four tracks, and could be run with commuter trains on the local tracks, making all stops before transitioning to the express tracks at Stamford, and intercity trains on the express tracks, running nonstop between Stamford and New Haven. In theory, this means this section could be run with less than 7% schedule padding, for example the Shinkansen’s 4%, but in practice, I suspect it cancels out with the more complex situation between Stamford and New Rochelle, so 7% is the best that can be squeezed with maximally simple schedules.
Speed zones and curves
The New Haven Line is rather curvy, having been built in the 1840s. But its speed limits are still too low for its curves. I wrote here about cant and cant deficiency, and am not going to repeat myself too much. But, in brief, the speed on curves is governed by the formula
where v is speed, a is lateral acceleration in the horizontal plane, and r is curve radius. The value of a is usually expressed not in units of acceleration, but in units of distance, scaled so that, on standard-gauge track, 150 mm (of cant) correspond to 1 m/s^2 lateral acceleration. Typical maximum regulatory limits on cant range between 160 and 180 mm; the US permits 7″, but nowhere is more than 6″ used, and the New Haven Line’s curves mostly range between 3″ and 5″ cant. Cant deficiency limits depend on the train – regular passenger trains typically do 130-150 mm at the relevant speeds, but in the US, the normal practice is to limit commuter trains to 3″ cant deficiency, and only use 5″ on Amtrak Regional trains (the Acela tilts and is capable of 7″ today, with the new trains rated for 9″).
The curves on the New Haven Line are, for the most part, built to a standard of 2° radius, or, in metric units, r = 873. The most aggressive common cant and cant deficiency limits, 180 and 150 mm respectively, allow a = 2.2, and thus v = 43.82 m/s = 157.77 km/h; our timetables limit commuter trains to 150 km/h, and there are surprisingly few curves with tighter limits. In contrast, current practice restricts a to about 1.2, which means trains take the same curves at a speed of about 116 km/h, which is rounded down to 70 mph.
The slowdowns also affect intercity rail more than is required. While Amtrak trains are cleared for 5″ cant deficiency, Metro-North prefers to timetable all trains at its own trains’ speed on curves. Then, because there are so few opportunities under current standards for trains to run faster than 70-75 mph within CTDOT territory, the entire line from the state line to New Haven is maintained to those standards, and thus even on relatively straight sections, there is no opportunity to gain speed. East of New Haven, the curves are if anything tighter, but Amtrak dominance means the tracks are cleared for 100-125 mph, cant is higher, and cant deficiency is higher as well.
All of these restrictions can be lifted. The work required to redo a line from 110 km/h to 160 km/h or even more is rather routine, as long as it can be done within the right-of-way. The standards for track irregularity get tighter as speed increases, but all of this can be handled with track laying machines, which use the track itself to do the work, at a pace of about 0.5 km/h, or about 1.5 km in a three-hour nighttime work window; the entire New Haven Line can be regraded in about a year this way.
Unfortunately, Metro-North is used to manual track inspections rather than modern machinery. It finally bought a track laying machine on the model of Amtrak, but appears not to use it very well; the productivity I hear quoted is one tenth what was expected. But what is hard for Metro-North and CTDOT is not objectively hard, and even other Northeastern American railroads are often capable of it.
Supportive infrastructure
Infrastructure construction and timetabling work in tandem normally. Swiss practice is to use insights from the timetable in theory and in practice to inform where to build new tracks. American practice does no such thing – for one, Metro-North is allergic to systematic track improvement, so over the generations, the timetable has diverged from the infrastructure that could support it.
In fact, a very high-frequency peak schedule requires eliminating at-grade conflicts whenever it is even remotely feasible. Shell Interlocking at CP 217, just south of New Rochelle, is a flat junction on which trains from the north can go to either Grand Central or Penn Station. Grade-separating the junction was occasionally on the wishlist for Northeast Corridor improvements, but Metro-North is not currently asking for it, even though it is especially important as Penn Station Access is about to open. The junctions with the branches farther north – New Canaan, Danbury, Waterbury – are flat as well, for which the solutions can be a forced transfer (as is sometimes practiced with Waterbury, the weakest of the three) or grade-separation. This does not cost a large amount of money – New Jersey Transit is applying for money for its equivalent of Shell, Hunter Flyover connecting the Raritan Valley Line to the Northeast Corridor, and the budget is $300 million in the plan and, I’ve been told, $400 million with recent inflation and perhaps some small cost overrun.
Then there is the issue of the Grand Central approaches. The current throat limits trains to 10 mph on the last mile into the station. In other words, the last mile takes six minutes. It should take about two, based on actual throat and turnout geometry; the turnouts are #12 until around 700 meters from the end of the platform, and in Germany, a 1:12 switch is 60 km/h, and closer to the platforms, the turnouts are #7 and (on one cluster of tracks) #6.5, where in a Germany, a 1:7 is 40 km/h. Even with bumper tracks, the last mile has no reason to take longer than two minutes, saving all Metro-North travelers to Grand Central four minutes. The turnouts would need to be regraded to tangential standards, but this can be done within their existing footprint; the cost of a new turnout in a selection of European countries and also on American freight railroads is around $250,000 in the prices of the 2010s, whereas Metro-North’s switches cost perhaps five times much in the same era.
Finally, the movable bridges impose certain speed restrictions. Those are the biggest projects currently in planning for speeding up the New Haven Line. In truth, the slowdowns imposed are secondary (though our timetables still assume they are fixed). They are also extremely expensive – one of them is currently slated for in situ replacement for $1 billion, for a span of 220 meters from tower to tower, on a river about 100 m wide. CTDOT rail projects are generally absurdly expensive even by American standards – infill stations on the Hartford Line are coming in at $50 million or more, twice the cost of suburban Boston and more than twice that of suburban Philadelphia – for which the culprit must be poor project management and lack of in-house expertise.
Conclusion
The New Haven Line is a busy railroad at the peak, but nothing about it is special. It is old, but no older than faster sections of the Northeast Corridor or fast legacy intercity main lines in parts of Europe, especially the United Kingdom. It is busy, but its total ridership is unimpressive by European S-Bahn standards – the single trunk line in Munich with its seven branches on each side generates about 900,000 daily riders, perhaps a bit more than all three New York-area commuter railroads combined. It is branched, but the branching is simpler than on the busier systems, and the graph of the Northeast Corridor overall is acyclic, simplifying planning.
The reason the trains are slow is not the infrastructure. The elements of the infrastructure that need to be fixed to shorten the trip times from about 1:35 intercity and 2:00 commuter to 0:52 intercity and 1:16 commuter are cheap. Rather, the reason is that the line is managed not just by Americans, which is usually bad enough, but specifically by Metro-North and CTDOT. The schedules are designed not to work; the maintenance is designed not to work either and is too expensive.
New York Has Too Few Subway Countdown Clocks
When I was visiting New York in June-July, I was stricken by how hard it was to figure out when the next train would come. Every subway station is equipped with countdown clocks, the A Division (numbered lines) and L trains having older installations than the rest of the B Division (lettered lines). However, the B Division stations that I used did not have many countdown clocks, and I found myself having to walk long distances along hot platforms to figure out which train to take. I counted the number of clocks at a few stations, and asked ETA members to do the same; now back in Berlin, I’ve done some counts here as well, confirming that it’s not just me – New York’s B Division platforms have fewer and harder to find countdown clocks than the standard on the Berlin U- and S-Bahn platforms, even though New York’s more complex subway network requires if anything more clocks as passengers have multiple options. Based on what I’ve seen in Berlin, I recommend that New York install a minimum of four overhead clocks per B Division platform, with the screen going in both directions.
The situation in Berlin
The U-Bahn platforms seem standardized to me. The traditional norm was that stations were built cut-and-cover, right underneath a major street, with an entrance at each end of the central island platform. Nowadays almost all stations have elevators and there are plans for retrofitting the rest, which BVG estimates will be completed in 2028, the date having been pushed later over the years I’ve lived in the city. The elevators always connect two levels, with opposite side doors for the two levels, so that wheelchair users don’t have to turn.
There are, at the stations I use, two overhead countdown clocks for each platform face. Nearly all platforms are islands, and each direction has separate countdown clocks. The clocks display the times on both sides, and are typically located at the quarter points of the station, so that passengers are never more than a quarter of the platform length from a clock, with good sight lines; the platforms are 100-110 meters long.
The S-Bahn is less standardized. A full-length eight-car train is 150 meters is long. The countdown clocks are double-sided and overhead as on the U-Bahn, and each platform face has a separate clock even when the tracks are in the same direction (as at Ostbahnhof), but the number is inconsistent; there are stations with just one, but Friedrichstraße on the North-South Tunnel has three.
The situation in New York
The A Division has overhead countdown clocks, connected to the train control system (automated train supervision, or ATS), installed in the early 2010s; the L has countdown clocks of the same provenance. The number of clocks per station is not fixed, but ranges between two and four per track. The B Division’s train control system let the control center know where trains were but not which train was which – that is, which train on the same track is an A, which is a D, and so on – and therefore the same system was not installed at the time. Years later, a different system was installed, with nicer graphics and a different connection to the control center, which is sometimes less accurate.
This newer system on the B Division has a combination of overhead clocks, often single- rather than double-sided, and floor-mounted clocks facing sideways, toward the tracks rather than toward the front and back of the platforms. The floor-mounted clocks are difficult to read unless I’m standing right there. The platforms are obstructed so it’s hard to tell from a distance where the clock is. Worse, many floor-mounted installations look identical from a distance to the clocks, but instead display advertisements or service changes but no information about the next train.
What’s more, there just aren’t a lot of these clocks. At 2nd Avenue on the F, heading downtown toward Marron, I counted a single clock, but six boards displaying system maps or ads. ETA’s Alex Sramek checked several stations in Lower Manhattan, including Chambers on the A/C/E and on the J/Z, Fulton Street, Cortlandt Street on the R/W, and Broad Street, and found one to three clocks, always a mix of overhead and floor-mounted – and the floor-mounted clocks sometimes would only show the next train and not the subsequent ones, even for platforms serving multiple routes.
There should be more clocks in New York than in Berlin. The platforms are much longer – the A Division platforms are 155 meters, the L and J/Z platforms are 145 meters, the other B Division platforms are 185 meters. The extensive branching means that even while waiting on the platform, regardless of what information is displayed outside the station, it is important to know when each service using the station will come, to plan out which line to take. I made mistakes on trips from Brooklyn to Queens just because I wasn’t sure what to do when transferring at West 4th, where, having just missed the E, I needed to make a decision on whether to wait for a delayed F or try to make the B/D and transfer to the E at 53rd, opted for the latter, and missed the E at 53rd.
If a Berlin U-Bahn station has two double-sided clocks, and a major S-Bahn station has three, then New York should have four per B Division platform. These should be overhead and double-sided – the floor-mounted screens are difficult to see from a distance along the direction relevant to most passengers, and easily confused with ads, ensuring that their utility is marginal.
The Meaning of Construction Costs Per Rider
I’ve written a lot about urban rail construction costs per kilometer, but from time to time, my colleagues and I have been asked about what happens if we compare costs, not per kilometer, but per rider. There’s an intuition among people in transportation advocacy (including anti-transit activists who prefer cars) that the construction costs of urban rail lines per rider are a meaningful measure of cost-effectiveness. This intuition is true, and yet, it must be interpreted delicately.
First, modes of transit with different operating cost structures should tolerate different levels of capital costs; in particular, the current practice in which subways are built at higher cost per rider than light rail, which in turn is built at higher cost than bus lanes, reflects real differences in operating costs and does not mean there is overinvestment in subways and underinvestment in buses. And second, costs per rider can be too low, in a sense – if a city’s construction costs per rider are very low, indicating a very high benefit-cost ratio, then it shouldn’t be lauded for its fiscal prudence but scolded for not having built these lines long ago and for not building more today. In truth, places with healthy decisionmaking about infrastructure expand their networks to the limit of cost-effectiveness, which means that costs per rider averaged over an entire region vary less than costs per kilometer, and this just reflects that cities build what they can, so low-cost cities can afford to build lines to lower-ridership areas, which higher-cost cities would reject as too expensive for the benefit. This way, costs per rider are not too different in New York and in cities that build for an order of magnitude lower cost per km than New York.
The meaning of cost per rider
In the remainder of this post, the meaning of “cost per rider” is “cost divided by the ridership on a working day.” In Europe, workers get around six weeks of paid vacation, and tend to take them in the summer, leading to depressed ridership around July or August, depending on the city; daily counts usually avoid this period, so for example Stockholm specifies that daily ridership figures are taken in winter. This, as I will explain shortly, does not unduly make European lines look more cost-effective than they actually are.
The cost per rider is best understood as a cost-benefit measurement. All benefits of public transportation scale with ridership, generally linearly: higher ridership indicates tighter economic and social ties if it comes from more travel, and better environmental outcomes if it is at the expense of car travel. What’s more, raw ridership measured in trips is better at capturing these benefits than passenger-km. The issue is that focusing on p-km overrates the success of extremely suburban systems, which have low environmental benefits for their p-km (the users are typically park-and-riders and therefore drive extensively, just not to their city center jobs) and usually also high net operating costs since they are peaky and tend to charge low per-p-km fares. Conversely, the short-hop trip is a net profit to the system – even subways with distance-based fares charge degressive rather than linear fares – and comes from dense networks that cut out car-based travel entirely. These effects roughly cancel out to the point that ridership is a good proxy for actual benefits.
That said, all outcomes need to be scaled to regional or even national incomes. Economic benefits are usually measured relative to worker wages anyway; in some business case analyses, such as that of the United Kingdom, the economic benefit is even scaled to rider income rather than regional or national income, which favors lines built to rich neighborhoods over lines built to poor ones, and isn’t really how cities need to think about their public transit networks. Social benefits are usually taken on a willingness-to-pay basis, and the same is true of health benefits including reduced air and noise pollution from cars and reduced car accidents.
The next step is then to compare the cost per rider with GDP per capita, which is not perfect but is good enough as a proxy for incomes. This also takes care of the issue of Europe’s synchronized summer troughs in local travel: those six weeks of paid vacation are visible in reduced GDP per capita, so the apparent bonus to the European system of using cost per daily trip where “day” means “workday outside the summer vacation season” rather than cost per annual trip cancels out with reduced annual GDP per capita.
The rough rule of thumb I use is that the absolute limit of cost-effectiveness for a subway or commuter rail line is when the cost per rider is equal to GDP per capita. This is a coincidence: a one-time cost has no reason to be equal to an annual income – this just follows from Börjesson-Jonsson-Lundberg’s estimate of the Stockholm Metro’s benefit-cost ratio compared with its cost per rider relative to the GDP per capita of 1960s’ Sweden. In practice, infrastructure is never built down to a benefit-cost ratio of 1, due to construction risks; in countries that make decisions based on benefit-cost analyses, the minimum is usually 1.2 or 1.3. In this schema, the United States can afford to build up to an envelope of $85,373/1.3 to $85,373, which is $65,000-70,000/rider in 2024 prices. The frontier lines, like the Interborough Express, are fairly close to this limit already; in practice, there’s a range, with some lines in the same city built well over the limit for political reasons (often airport connectors) and others built far below it.
Cost per rider by mode
The above analysis works for subways and commuter rail. It does not work for trams or buses. The reason is that surface transit never achieves the same low operating costs as metros, so in practice, the total cost to be truly comparable needs to be incremented by the additional operating costs.
To be clear, this is just a rule of thumb. There are different metro lines, even with the exact same technology in the same city, with different projected operating cost profiles; for example, in Vancouver, the Broadway extension of SkyTrain toward UBC was projected in the 2010s to reduce net operating costs as many buses would be replaced by fewer, larger trains, but the outward extension of the same system deeper into Surrey and Langley is projected to increase net operating costs. There are different ways to interpret this – for example, the Surrey extension is in a more auto-oriented area, with more likely car-to-train switchers (this is still much denser than an American park-and-ride); on net, though, I think the differences are not huge and could to an extent even be folded into the notion of cost per rider, which is substantially better on Broadway than in Surrey and Langley.
That said, metros consistently have much lower operating costs than light rail and buses in the same city; here are American cost profiles. As far as I can tell from CoMET data, most European and Asian metros cluster toward the bottom end of the American cost profile (such as the Chicago L; the New York City Subway is the top end among the big systems); bus operating costs are more or less proportional to driver wages times operating hours throughout the developed world. Here we need to briefly switch to cost per p-km, since mature urban rail networks use buses as short-hop feeders – the counterfactual to a bus-based network for New York isn’t people riding the same bus routes as today but at higher intensity, but people riding longer bus routes, so the cost would roughly scale to cost per p-km, not per passenger.
In rich Asia, metros are profitable. In Europe, it depends – the London Underground operationally broke even in the early 2010s, and the Berlin U-Bahn was said to do the same in the late 2010s. In healthy European systems, it’s never reported directly, since there’s fare integration across the region, so financial data are reported at metropolitan scale without much breakdown between the modes, but the farebox operating ratios in at least Germany and Scandinavia, and probably also Paris (which has much higher ridership density than London or Berlin, comparable costs per car-km, and higher fares than pre-2022 Berlin), suggest that metros and the inner sections of commuter rail systems can break even, and then the subsidies go to the buses and to suburban extensions.
Individual bus systems can be profitable, but never at metropolitan scale, not in the first-world cities I’m aware of. In New York, the buses between New Jersey and Manhattan are profitable and run by private companies, but that’s one specific section of the system, and on net the bus system in New Jersey, including not just these cross-tunnel buses but also internal buses within the state, loses money, covered by New Jersey Transit subsidies, and the financial performance of buses within New York is, frankly, terrible.
One potential complication is that BRT infrastructure is usually installed on the highest-performing individual routes, and those can have rather low operating costs. But then, the operating costs of the buses on Broadway in Vancouver are extraordinarily low, and still the projections are for the SkyTrain extension that would replace them to, on net, reduce systemwide operating subsidies. If your city has a bus corridor so strong that ordinary BRT would be profitable, the corridor has high enough ridership for a subway.
Light rail is essentially a via media between metros and buses: higher operating costs than metros, in theory lower ones than buses. I say in theory, because in the United States, light rail as a mode comprises different things, some behaving like lower-efficiency subways with shorter cars like the Boston Green Lines, and others running as mostly grade-separated urban rail in cities like the Los Angeles and Portland cities with extremely low ridership and high resulting operating costs. But a light rail system with serious ridership should comfortably obtain better operating outcomes than buses, if worse ones than metros.
Costs per rider can be too low
In New York, as mentioned above, the current urban rail extensions under construction (Second Avenue Subway Phase 2) or discussion (Interborough Express) have costs not far from the frontier relative to American incomes. In Berlin, the extensions instead are far cheaper; U8 to Märkisches Viertel was projected to cost 13,160€ per daily rider in 2021, which is a fraction of Germany’s GDP per capita.
This does not mean Berlin builds cost-effectively. It means Berlin builds too little. A line that costs less than one third the country’s GDP per capita should have been built when the GDP per capita was one third what it is now. If there are a lot of such possibilities in the city, it means there was a crisis it’s only now recovering from or there has been too much austerity, or both, in the case of Berlin.
Healthy construction environments – that is, not Germany, which has normal costs per kilometer and chooses to barely build intercity or urban rail – will instead build to the frontier of what’s cost-effective. In New York, it’s Second Avenue Subway; in Madrid, it’s extensions into deep suburbia making the system almost as long as that of New York, on one third the metro area population. Rational yes/no decisions on whether to build at all can coexist with good construction practices or with deeply irrational ones.
Reports on High-Speed Rail and the Northeast Corridor
Two reports that I’ve collaborated on are out now, one about high-speed rail planning for Marron and one about Northeast Corridor maintenance for ETA. A third piece is out, not by me but by Nolan Hicks, about constant-tension catenary and its impact on speed and reliability. The context for the latter two pieces is that the Northeast Corridor has been in a recurrent state of failure in the last three weeks, featuring wire failures, circuit breaker failures, track fires, and transformer fires. The high-speed rail planning piece is of different origin – Eric interviewed officials involved in California High-Speed Rail and other American projects that may or may not happen and this led to synthesizing five planning recommendations, which aren’t really about the Northeast Corridor but should be kept in mind for any plan there as well.
The broader context is that we’re going to release another report specific to the Northeast Corridor, one that’s much more synthetic in the sense of proposing an integrated infrastructure and service planning program to cut trip times to about 1:53 New York-Washington and 2:00 New York-Boston, informed by all of these insights. Nolan’s piece already includes one key piece of information that’s come out of this work, about the benefits of constant-tension catenary upgrades: 1:53 requires constant-tension catenary, and if it is not installed, the trip time is 2:04 instead, making this the single biggest piece of physical infrastructure installation the Northeast Corridor needs.
The catenary issue
Trying to go to Philadelphia, I was treated to a train stuck at Penn Station without air conditioning, until finally, after maybe 45 minutes of announcements by the conductor that it would be a while and they’d make announcements if the train was about to move, I and the other passengers got out to the station, waiting for anything to change, eventually giving up as the train and several subsequent ones were canceled. My post from three days ago about Germany has to be read with this context – while publishing I was waiting for all three pieces above to appear.
I encourage people to read the ETA report for more detail about the catenary. In brief, overhead wires can be tensioned by connecting them to fixed places at intervals along the tracks, which leads to variable tension as the wires expand in the heat and contract in the cold; alternatively, they can be tensioned with spring wires or counterweights, which automatically provide constant tension. The ETA report explains more, with diagrams, some taken from Garry Keenor’s book on rail electrification, some made by Kara Fischer (the one who made the New Mexico public transit maps and others I’ll credit upon request, not the USDOT deputy chief of staff). The catenary on the Northeast Corridor has constant tension north of New York, and for a short stretch in New Jersey, but not on the vast majority of the New York-Washington half of the line.
Variable-tension catenary is generally unreliable in the heat, and is replaced with constant-tension catenary on main lines even in Europe, where the annual temperature range is narrower than in the United States. But it also sets a blanket speed limit; on the Northeast Corridor, it is 135 mph, or 217 km/h – the precision in metric units is because 217 km/h is the limiting speed of a non-tilting train on a curve of radius 1,746 meters, a common radius in the United States as it is a round number in American units (it’s 1°, the degree being the inverse of curve radius). This blanket speed limit slows trains by 11 minutes between New York and Washington, subject to the following assumptions:
- The tracks otherwise permit the maximum possible speed based on curvature, up to 320 km/h; in practice, there are few opportunities to go faster than 300 south of New York. There is an FRA rule with little justification limiting trains to 160 mph, or a little less than 260 km/h, on any shared track; the rule is assumed removed, and if it isn’t, the cost is about one minute.
- Trains have the performance of the Velaro Novo, which trainset is being introduced to the United States with Brightline West. Other trainsets may have slightly better or worse performance; the defective Avelia Liberty sets are capable of tilt and therefore the impact of maximum speed is larger.
- Intercity trains make one stop per state, counting the District of Columbia as a state.
- Intercity and regional trains are timetabled together, on a clockface schedule with few variations. If a train cannot meet these requirements, it stays off the corridor, with a forced transfer at Philadelphia or Washington. All train schedules are uniformly padded by 7%, regardless of the type of catenary. If variable-tension catenary requires more padding, then the impact of constant-tension catenary is increased.
The bulk of the difference between 1:53 and the current trip time of about 2:50 is about timetabling, not infrastructure – when the trains are running smoothly, there is extensive schedule padding, in one case rising to 35 minutes south of New York on a fast Regional. Rolling stock quality provides a boost as well, to both reliability and acceleration rates. Faster speeds on curves even without tilt matter too – American standards on this are too conservative, and on a built-out line like the Northeast Corridor, being able to run with 180 mm of cant and 130 mm of cant deficiency (see explanation here) is valuable. But once the regulatory and organizational issues are fixed, the biggest single piece of infrastructure investment required is constant-tension catenary, simultaneously reducing trip times and improving reliability.
Nolan’s piece goes more into costs for catenary repair, and those are brutal. The Northeast Corridor Project Inventory includes $611 million to just replace the catenary between Newark and New Brunswick, without constant-tension upgrades. This is 36.5 route-km, some four- and some six-track; the $16.7 million/cost electrifies a new line from scratch around six times over in non-English-speaking countries, and while the comparison is mostly to double-track lines, around half the cost of electrification is the substations and transformers, and those aren’t part of the project in New Jersey.
State of Good Repair projects always end up as black holes of money, because if half the money is spent and there’s no visible improvement, it’s easy for Amtrak to demand even more money, without having to show anything for it. An improvement project would be visible in higher speeds, better ride quality, higher reliability, and so on, but this is free money in which the cost is treated as a positive (jobs, the appearance of work, etc.) and not something to be minimized in pursuit of another goal. One conclusion of this is that no money should be given to catenary renewal. Money can be spent on upgrades with visible results, in this case constant-tension catenary. On all else, Amtrak cannot be trusted.
High-speed rail planning
The report we wrote on high-speed rail planning at Marron is longer than the ETA report, but I encourage people to read it as well, especially anyone who wishes to comment here. In brief, we give five broad recommendations, based on a combination of reviewing the literature on high-speed rail, cost overruns, and public infrastructure management, and interviewing American sources in the field.
- The federal government needs to nurture local experimentation and support it with in-house federal expertise, dependable funding, and long-term commitment.
- The FRA or another federal entity should have consistent technical standards to ensure scale and a clear operating environment for contractors.
- The federal government should work with universities to develop the technology further, which in this case means importing standards that work elsewhere – high-speed rail in 2024 is a mature technology, not requiring the inventions of new systems that underlay the Japanese, French, and German networks.
- Agencies building high-speed rail should have good project delivery, following the recommendations we gave in the subway construction costs report. Using consultants is unavoidable, but there needs to be in-house expertise, and agencies should avoid being too reliant on consultants or using consultants to manage other consultants.
- Agencies and states should engage in project planning before environmental reviews and before making the decision whether to build; the use of environmental reviews as a substitute for planning leads to rushed designs, which lead to mistakes that often prove fatal to the project.
Currently, all American high-speed rail plans should be treated as case studies of what to avoid. However, this does not mean that all of them fail on all five criteria. For one, California High-Speed Rail largely used pan-European technical standards in its planning; Caltrain did not in related planning including the electrification project and the associated resignaling (originally intended to be the bespoke CBOSS). The criterion on technical standards becomes more important as different projects interact – for example, Brightline West is inconsistent about what it’s using. Then there’s Texas Central, which uses turnkey Shinkansen standards, but as it’s turned over to Amtrak is bound to get modifications that conflict with what Japan Railways considers essential to the Shinkansen, such as total lack of any infrastructure mixing with legacy trains.
Notably, none of this is about the Northeast Corridor directly. My own interpretation of the report’s recommendations points out to other problems. For example, the Northeast Corridor’s technical standards are consistent but also bad, coming from an unbroken legacy of American railroader traditions whose succors can barely find Germany on a map, let alone bother to learn from it or any other foreign country. This way, the New Haven Line, which with modern trainsets and associated standards has few curves limiting trains to less than 150 km/h, is on a blanket speed limit of 75 mph, or 121 km/h, in Connecticut, with several further slowdowns for curves. There’s long-term planning for the corridor, and it’s bipartisan, but this long-term planning involves agencies that fight turf wars and mostly want to get the others out of what they perceive as their own turfs. There is lush funding, but it goes to the wrong things – Moynihan Train Hall but no improvements at the track level of Penn Station, extensive track renewal at 1.5 orders of magnitude higher cost than in Germany, in-place bridge replacements on curvy track instead of nearby bypasses.
The current planning does use too many consultants – in fact, Penn Reconstruction’s interagency agreement stipulates that they use consultant-centric project delivery methods, with one possibility, progressive design-build (what most of the world calls design-build; what New York calls design-build is different and better), not even legal in New York state law, but the local power brokers are trying to legalize it and break their own construction cost records. But it’s not quite the same as not bothering to develop in-house talent – there is some, and sometimes it isn’t bad, but poor project management and lack of interagency coordination has caused the budgets for the big-ticket items that Amtrak wants to explode beyond anyone’s ability to manage. The five recommendations, applied to the Northeast, mostly speak to the low quality of the existing agencies, rather than to a hodgepodge of standards as is happening at the interface between California High-Speed Rail and Caltrain or Brightline West.
The ultimate problem on the Northeast Corridor is that it is held together with duct tape, by people who do not know how to use more advanced tools than duct tape. They constantly fight fires, sometimes literally, and never ask why fires always erupt when they’re around; it’s not the heat, because the Northeast isn’t any warmer than Japan or South Korea or Italy, and it’s not underinvestment 30+ years ago, because Germany has that history too. Nolan points out the electric traction backlog on the Northeast Corridor grew from less than $100 million in 2018 to $829 million today; the people in charge are substantially the same ones who deferred this much maintenance over the six-year period that included the Bipartisan Infrastructure Law. I didn’t get into this project in order to study other people’s failures again, as we did with the construction costs report. But everything I’m seeing on the Northeast Corridor, even more than in California or Texas, points to what may be the worst intercity rail planning of any even vaguely modern country.
Why is Kathy Hochul Against Masks on the Subway?
The New York City Subway is showing solidarity with Israel: like public transportation in Israel, it does not usefully run on weekends. Today, while going from my hotel to Marron, I waited 16 minutes for the F train, and when I got to the platform, there was already a small crowd there; the headway must have been 20 minutes. Now writing this on the way north to Queens, I’m seeing canceled trains and going through reroutes hoping that it’s possible to get from Marron to the Queens Night Market in under an hour; revising hours later, I now know it would have been but the 7 train is skipping the nearest stop to the Night Market, 111th Street.
This is on my mind as I see that Governor Kathy Hochul, after abruptly canceling congestion pricing in legally murky circumstances, wants to also ban wearing masks on the subway. I write this on a car where I’m the only person wearing a mask as far I can see, but usually I do see a handful of others who wear one like me or Cid. Hochul told the New York Post that Jewish groups asked her to do so citing security concerns, since some anti-Semitic rioters cover their faces. Jewish and pro-Israel groups have said no such thing, and I think it’s useful to bring this up, partly because it does affect the subway, and partly because it speaks to how bad Hochul’s political knowledge is that she would even say this.
Now, I don’t think the mask ban is going very far. For a few days, instead of getting constant constituent calls all the time demanding that congestion pricing be restored, legislators were getting such calls only half the time, and got calls demanding they oppose the mask ban the other half. Congestion pricing is likely not within Hochul’s personal authority to cancel, but evidently the MTA board did not overrule her and did not sign that the state consented to congestion pricing; but a mask ban is definitely not within her authority, certainly not when it would be new policy rather than status quo policy (if not status quo law, since congestion pricing did get signed into law).
That said, the invocation of Jewish or pro-Israel concerns was troubling, for a number of reasons, chief of which is that the groups so named did not in fact demand a subway mask ban. The Anti-Defamation League asked for a mask ban at protests, where the current left-wing American protest culture involves wearing masks but very rarely medical ones. Hochul cited unnamed Jewish advisors, when at no point has any significant element in the American Jewish community called for this. There are a number of possibilities, all of which are derogatory to her judgment, knowledge, or other political skills.
The first possibility is that she’s just lying. Nobody asked for this, not on the subway, and she’s trying to change the topic from her total failure on congestion pricing; a mask ban at protests alone, as proposed by Los Angeles Mayor Karen Bass (at least before she just got corona), would not change the conversation on issues of public transportation.
The second is that she is using the ADL for cover because the ADL has little patience for anything it perceives as too left-wing, and Hochul wants to position herself as a moderate and her pro-congestion pricing opponents as too liberal. If that was the intent, then it’s dumb – subway advocacy is not at all radical, and the people spearheading both the lawsuit against Hochul and the rallies in favor of congestion pricing are neither anti-Israel nor baitable on this subject.
And the third is that she internalized a kind of conspiratorial anti-Semitism; she doesn’t weaponize it against Jews like properly anti-Semitic politicians, but a politician from Buffalo, thrust into a stage with different demographics from what she’s used to, might still believe, in the back of her mind, that Jews are conspiring and say things they do not mean. It’s complete hogwash – pro-Israel groups are open about who they are and what they want, and have little trouble calling for changes that they think are necessary for the protection of the great majority of American Jews who are at least somewhat pro-Israel. They have no need to whisper in a governor’s ear and every reason to call for such a ban in the open if they believe it is good; that they haven’t should end any suspicion that they want it.
In any of the above cases, the inevitable conclusion is that Hochul knows neither how to govern nor how to do politics effectively. She can’t distract the public from her own inability to run the state, certainly not by piling one failure upon another.
Quick Note on Respecting the Civil Service
The news about the congestion pricing cancellation in New York is slowing down. Governor Hochul is still trying to kill it, but her legal right to do so at this stage is murky and much depends on actors that are nominally independent even if they are politically appointed, especially New York State Department of Transportation Commissioner Marie Therese Dominguez. I blogged and vlogged about the news, and would like to dedicate this post to one issue that I haven’t developed and barely seen others do: the negative effect last-minute cancellations have on the cohesion of the civil service.
The problem with last-minute cancellations is that they send messages to various interest groups, all of which are negative. My previous blog post went over the message such caprice sends to contractors: “don’t do business with us, we’re an unreliable client.” But the same problem also occurs when politicians do this to the civil service, which spent years perfecting these plans. I previously wrote about the problem with Mayor Eric Adams last-minute canceling a bike lane in Brooklyn under pressure, but what Hochul is doing is worse, because there was no public pressure and the assumption until about 3.5 days ago was that congestion pricing was a done deal.
With the civil service, the issue is that people are remunerated in both money and the sense of accomplishment. Industries and companies with a social mission have been able to hire workers at lower pay, often to the point of exploitation, in which managers at NGOs tell workers that they should be happy to be earning retail worker wages while doing professional office work because it’s for the greater good. But even setting aside NGOs, a lot of workers do feel a sense of professional accomplishment even when what they do is in a field general society finds boring, like transportation. One civil servant in the industry, trying to encourage an activist to go into the public sector, said something to the effect that it takes a really long time to get a reform idea up the hierarchy but once it happens, the satisfaction is great; the activist in question now works for a public transit agency.
Below the threshold of pride in one’s accomplishments, there is the more basic issue of workplace dignity. Workers who don’t feel like what they do is a great accomplishment still expect not to be berated by their superiors, or have their work openly denigrated. This is visible in culture in a number of ways. For example, in Mad Men, the scene in which Don Draper won’t even show a junior copywriter’s idea to a client has led to the famous “I don’t think about you at all” meme. And in how customers deal with service workers, ostentatiously throwing the product away in front of the worker is a well-known and nasty form of Karenish disrespect.
What Hochul did – and to an extent what Adams did with the bike lane – was publicly throwing the product that the state’s workers had diligently made over 17 years on the floor. A no after years of open debate would be frustrating, but civil servants do understand that they work for elected leaders who have to satisfy different interest groups. A no that came out of nowhere showcases far worse disrespect. In the former case, civil servants can advocate for their own positions with their superiors; “If we’d played better we would have won” is a frustrating thing to come to believe in any conflict, from sports to politics, but it’s understandable. But in the latter case, the opacity and suddenness both communicate that there’s no point in coming up with long-term plans for New York, because the governor may snipe them at any moment. It’s turning working for a public agency into a rigged game; nobody enjoys playing that.
And if there’s no enjoyment or even basic respect, then the civil service will keep hemorrhaging talent. It’s already a serious problem in the United States: private-sector wages for office workers are extremely high (people earning $150,000 a year feel not-rich) and public-sector wages don’t match them, and there’s a longstanding practice by politicians and political appointees to scorn the professionals. It leaves the civil service with the dregs and the true nerds, and the latter group doesn’t always rise up in the hierarchy.
Such open contempt by the governor is going to make this problem a lot worse. If you want to work at a place where people don’t do the equivalent of customers taking the coffee you made for them and deliberately spilling it on the floor while saying “I want to speak to the manager,” you shouldn’t work for the New York public sector, not right now. I’ll revise my career recommendation if Dominguez and others show that the governor was merely bloviating but the state legislature had passed the law mandating congestion pricing and the governor had signed it. I expect this recommendation will be echoed by others as well, judging by the sheer scorn the entire transportation activist community is heaping on Hochul and her decision – even the congestion pricing opponents don’t trust her.
Hochul Suspends Congestion Pricing
New York Governor Kathy Hochul just announced that she’s putting congestion pricing on pause. The plan had gone through years of political and regulatory hell and finally passed the state legislature earlier this year, to go into effect on June 30th, in 25 days. There was some political criticism of it, and lawsuits by New Jersey, but all the expectations were that it would go into effect on schedule. Today, without prior warning, Hochul announced that she’s looking to pause the program, and then confirmed it was on hold. The future of the program is uncertain; activists across the region are mobilizing for a last-ditch effort, as are suppliers like Alstom. The future of the required $1 billion a year in congestion pricing revenue is uncertain as well, and Hochul floated a plan to instead raise taxes on businesses, which is not at all popular and very unlikely to happen.
So last-minute is the announcement that, as Clayton Guse points out, the MTA has already contracted with a firm to provide the digital and physical infrastructure for toll collection, for $507 million. If congestion pricing is canceled as the governor plans, the contract will need to be rescinded, cementing the MTA’s reputation as a nightmare client that nobody should want to work with unless they get paid in advance and with a risk premium. Much of the hardware is already in place, hardly a sign of long-term commitment not to enact congestion pricing.
Area advocates are generally livid. As it is, there are questions about whether it’s even legal for Hochul to do so – technically, only the MTA board can decide this. But then the governor appoints the MTA board, and the appointments are political. Eric is even asking about federal funding for Second Avenue Subway, since the MTA is relying on congestion pricing for its future capital plans.
The one local activist I know who opposes congestion pricing says “I wish” and “they’ll restart it the day after November elections.” If it’s a play for low-trust voters who drive and think the additional revenue for the MTA, by law at least $1 billion a year, will all be wasted, it’s not helping. The political analysts I’m seeing from within the transit advocacy community are portraying it as an unforced error, making Hochul look incompetent and waffling, rather than boldly blocking something that’s adverse to key groups of voters.
The issue here isn’t exactly that if Hochul sticks to her plan to cancel congestion pricing, there will not be congestion pricing in New York. Paris and Berlin don’t have congestion pricing either. In Paris, Anne Hidalgo is open about her antipathy to market-based solutions like congestion pricing, and prefers to reduce car traffic through taking away space from cars to give to public transportation, pedestrians, and cyclists. People who don’t like it are free to vote for more liberal (in the European sense) candidates. In Berlin, similarly, the Greens support congestion pricing (“City-Maut”), but the other parties on the left do not, and certainly not the pro-car parties on the right. If the Greens got more votes and had a stronger bargaining position in coalition negotiations, it might happen, and anyone who cares in either direction knows how to vote on this matter. In New York, there has never been such a political campaign. Rather, the machinations that led Hochul to do this, which people are speculating involve suburban representatives who feel politically vulnerable, have been entirely behind the scenes. There’s no transparency, and no commitment to providing people who are not political insiders with consistent policy that they can use to make personal, social, or business plans around.
Everything right now is speculation, precisely because there’s neither transparency nor certainty in state-level governance. Greg Shill is talking about this in the context of suburban members of the informal coalition of Democratic voters; but then it has to be informal, because were it formal, suburban politicians could have demanded and gotten disproportionately suburb-favoring public transit investments. Ben Kabak is saying that it was House Minority Leader Hakeem Jeffries who pressed Hochul for this; Jeffries himself said he supports the pause for further study (there was a 4,000 page study already).
The chaos of this process is what plays to the impression that the state can’t govern itself; Indignity mentions it alongside basic governance problems in the city and the state. This is how the governor is convincing anti-congestion pricing cynics that it will be back in November and pro-congestion pricing ones that it’s dead, the exact opposite of what she should be doing. Indecision is not popular with voters, and if Hochul doesn’t understand that, it makes it easy to understand why she won New York in 2022 by only 6.4%, a state that in a neutral environment like 2022 the Democrats usually win by 20%.
But it’s not about Hochul personally. Hochul is a piece of paper with “Democrat” written on it; the question is what process led to her elevation for governor, an office with dictatorial powers over policy as long as state agencies like the MTA are involved. This needs to be understood as the usual democratic deficit. Hochul acts like this because this signals to insiders that they are valued, as the only people capable of interpreting whatever is going on in state politics (or city politics – mayoral machinations are if anything worse). Transparency democratizes information, and what Hochul is doing right now does the exact opposite, in a game where everyone wins except the voters and the great majority of interests who are not political insiders.
Red Hook-Manhattan Buses
In 2018, Eric’s and my Brooklyn bus redesign proposal included a new route to run between Red Hook and Lower Manhattan using the Brooklyn-Battery Tunnel. This was not our idea; a junior planner we talked to suggested this. Our plan was not adopted, but in the formal process New York City Transit and consultancy Sam Schwartz engaged in, at community meetings riders proposed the same idea, and junior staff seemed to like it but it was still not adopted. Now, a coalition of neighborhood groups and city-wide transit advocacy groups is directly calling for such a bus to be included in the Brooklyn bus redesign, including ETA. My goal in this post is to look at some alignment possibilities, more carefully than we did in the 2018 proposal. On the Manhattan side, it is not too hard to hit Lower Manhattan jobs and subway transfers on a short bus loop, but on the Brooklyn side, the Red Hook street network and its connection to the tunnel force serious compromises.
Current conditions
There are express buses in the tunnel from points much farther out to Lower Manhattan, but they don’t make stops along the way. Red Hook is instead served exclusively within Brooklyn, in three directions: one north along Van Brunt to Downtown Brooklyn, one east along Lorraine to the Smith/9th Street subway station and Park Slope, and one also along Lorraine to Smith/9th but then going north to Downtown Brooklyn. The first two are together the B61 route, in an awkward C-shaped through-route; the third is the B57, which through-runs past Downtown Brooklyn to points northeast along Flushing Avenue.

The neighborhood has roughly three major destinations to serve. Visible in the center-bottom of the map are the Red Hook Houses, with a total of 6,000 residents. At the very bottom of the map is Ikea, the main destination for people coming into the neighborhood from elsewhere. Then on the left there is Van Brunt, the local commercial drag.
Per OnTheMap, the entire neighborhood has 6,700 jobs and 5,000 employed residents as of 2019; it is not at all a bedroom community. Ikea is not even one of the main job centers – the biggest are elsewhere, such as the nearby Amazon warehouse. The neighborhood’s residents work about 40% in Manhattan, 40% in Brooklyn, and 20% elsewhere, while the workers are half from Brooklyn with no other origin having much concentration (the second biggest county origin, Queens, is 14%). Only 300 people both live and work in Red Hook, so a transit system connecting the neighborhood to the rest of the city, for both origins and destinations, is vital.
Why the tunnel?
Red Hook’s current bus connections are only with the rest of Brooklyn. This materially slows down travel for the 40% of residents who work in Manhattan and roughly 10% who work in places one accesses via Manhattan, such as the Bronx or Long Island City. The on-street bus connections are slow, and the neighborhood is not well-located relative to the Brooklyn subway network. The B57 only kind of hits Smith/9th southbound, since Smith is one-way northbound and the southbound trip is one block west on Court. Smith/9th itself is not accessible, and is the highest subway station in the system above the local street level as it was built with high clearance below for shipping through the Gowanus Canal.
Let’s look at how fast it is to get to 42nd Street. Via the B57 or B61, it’s about 10 minutes by bus from Ikea to Smith/9th; the B61 runs every 12 minutes and the B57 every 15 or 20, for maximum inconvenience. Then from Smith/9th to Bryant Park, it’s 27 minutes on the F. A bus in the tunnel would get to Fulton Street in 25 minutes and then it’s 12 minutes on the A. In theory, it’s the same trip time from Ikea, and around three minutes faster in relative terms from the Red Hook Houses depending on the route. In practice, being able to connect in Manhattan means having a much wider variety of destinations than just what’s on the F, which doesn’t even get to Lower Manhattan. The benefits for Red Hook-to-rest-of-city commuters would be noticeable.
The Manhattan street section would have variable traffic. On the other hand, the tunnel is less congested than its approaches, and congestion pricing stands to reduce traffic exactly there, as on other roads into the Manhattan core. With no bus stops in the tunnel, the average speed would be reasonable even with a short loop through Lower Manhattan. Diverting ridership from slower buses to Downtown Brooklyn would save revenue-hours, which could then be spent on higher frequency on all remaining routes.
Compromises on the route
The routing within the neighborhood for any bus route using the tunnel cannot be perfect; the neighborhood is not laid out for it. This is seen in how awkward the buses through Red Hook are today, as mentioned above; none of them even goes through the Red Hook Houses, which are the dominant origin. All of the following constraints require creating a single compromise bus route:
- The ridership potential is not there for more than one route. Whatever option is chosen, whether it’s a shuttle as I’m implying in this post or an extension of an existing route that goes deeper into Manhattan (or Brooklyn), that’s the only thing that can run. Even with one route, there may need to be compromises on frequency (by which I mean a bus every 8-10 minutes instead of 6, not 12).
- Van Brunt, Ikea plus the other waterfront jobs, and the Red Hook Houses are not at all collinear.
- The only place to get to the tunnel from Red Hook is the ramp from West 9th or Huntington, and West 9th is one-way west and may need to be converted to two-way. In particular, Van Brunt is too far, and the interface with the tunnel needs to be to and from the Red Hook Houses directly.
In effect, what all of the above implies is that a bus to Manhattan on Van Brunt is not likely to work. Here is one version of what could:

The circles along the path denote control points on Google Maps, and not stops. The western waterfront may have to just not be served; people could walk from Van Brunt across Coffey Park and it would be faster than taking the bus the long way around, down Van Brunt and then along Beard and up Columbia.
At the Manhattan end, the route would either loop just far enough north to hit the Fulton Street subway complex, or through-run. Fulton is necessary because the Wall Street stations are inaccessible, and is generally useful for the connection to World Trade Center. Beyond that, one option is to through-run to the M9, which hits more Manhattan destinations. That said, Manhattan bus speeds are so low that nearly all riders would switch to the subway; M9 frequencies are also low, every 15 minutes off-peak, and when there’s not much traffic this is almost unusably low for Red Hook Houses-Wall Street trips.
Scheduling Trains in New Jersey with the Gateway Project
Devin and I have draft timetables for intercity and commuter trains on every segment of the Northeast Corridor; what is left is to merge the segments together and see how they interact, tweak based on further constraints, and look at some alternatives. The good news is that in New Jersey, the last area we looked at, sharing tracks turns out to be easy. It’s a happy accident of how the Northeast Corridor has been designed that, with 21st-century train specs, the places where fast trains need to overtake slow ones already have long sections with additional tracks. Work is still required on grade-separating some junctions (chiefly Hunter Interlocking) and fixing some curves largely within the right-of-way, but it’s rather minor. The upshot is that local commuter trains can do New York-New Brunswick in 38 minutes and would do New York-Trenton in an hour, the express commuter trains can do New York-Trenton in 51 minutes, and the intercity trains can do New York-Philadelphia in 45 minutes, all with new rolling stock but few expensive investments in infrastructure beyond what’s already funded as part of the Hudson Tunnel Project for Gateway.
Three speed classes
The Northeast Corridor near New York presents two planning difficulties. First, there is a very large volume of peak commuter traffic into Manhattan, which forces agencies to build infrastructure at the limit of track capacity. And second, there is a long stretch of suburbia from Manhattan, which means that some express commuter rail service is unavoidable. This means that both the New Haven Line and the NJ Transit Northeast Corridor Line have to be planned around three speed classes: local commuter, express commuter, and intercity; moreover, the total volume of trains across these classes must be large, to accommodate peak demand, reaching 24 peak trains per hour. This is why the Hudson Tunnel Project is being built: the existing tunnels run 24 trains per hour already split across many different commuter rail branches, and all of the trains are crowded.
The difficulties in New Jersey and in Metro-North territory are different; for a taste of what is needed for Metro-North, see here. In New Jersey, the quality of the right-of-way is high, and the outer stretches are already cleared for a maximum speed of 160 mph, and with if the Federal Railroad Administration (FRA) had more faith in the quality of rolling stock windows they could run much faster than this. The inner stretches are slower but still straight enough for fairly high speed – there are long stretches straight enough for 250 km/h and one section where trains could even briefly reach 300 km/h. Thus, the express commuter trains are noticeably slower than the intercity trains on these segments despite running nonstop from Newark to Metropark.
All trains are significantly faster than today. Little of the speedup comes from any curve modification; rather, it comes from reduced timetable padding (down to Swiss-standard 7%), plus about 1.5 minutes of speedup in the Penn Station throat from better switch geometry.
Six-track overtakes
The Northeast Corridor is largely quad-track, but two sections have six tracks, both in New Jersey: around Newark Airport, and from just south of Elizabeth to just south of Rahway, where the North Jersey Coast Line branches off. The four-track section through Elizabeth is annoying, and I was hoping that it would not be necessary to delicately schedule around it. It is fortunate that my hopes have proved correct.
Below is a rough line chart. For one, it does not have any schedule padding. For two, there are still some additional slowdowns not coming from right-of-way geometry not incorporated into it, and in particular there’s a minute of Penn Station and tunnel delay not yet depicted for the intercity train and another 30 seconds of same for the commuter trains. For three, all station dwell times are set at 30 seconds, whereas the intercity needs a minute. In total, the last two factors delay the intercity by a minute relative to all commuter trains by when they depart Newark. All of these factors figure into the trip times above, but not the line chart below.

The blue lines are intercity trains, the red lines are express commuter trains, the green lines are local commuter trains to New Brunswick or Jersey Avenue, the purple lines are local commuter trains branching to the North Jersey Coast Line, and the gold lines are SEPTA trains.
Of note, the intercity trains do not share tracks with the local commuter trains except in the tunnel to Penn Station; the current plan after the Hudson Tunnel Project is finished is for the above-depicted trains to use the old tunnel and for other lines (Morris and Essex, Montclair-Boonton, Raritan Valley) to use the new tunnel. This provides just enough separation that there isn’t much interlining to worry about. The express commuter trains are the only ones with any surface track-sharing with trains of different speed classes.
As the line chart shows, the red/green overtake occurs at Elizabeth, where the express commuter trains then need to be on the inner express tracks. Just south of Elizabeth, the line widens to six tracks, and the express commuter trains can be kept separate from both local trains and intercity trains; all that’s required is installing switches to allow this, for a very small number of millions of dollars for high-speed switches or hundreds of thousands for slower switches. By the time the intercity and express commuter trains are within the signal system’s two-minute limit of each other, the express commuter trains don’t need to return to the inner tracks again. Past Rahway, the express and local commuter trains need to use the same tracks, but are adequately separated from each other.
Robustness check
We are still looking at options for how to match this segment with other segments, in particular how this could through-run east of Penn Station. Most likely, the local trains would run through to the Port Washington Branch of the LIRR and the express commuter trains would become local commuter trains to Stamford via Penn Station Access.
The upshot is that the train most likely to be delayed from the north is the express commuter train. It can afford to be about two minutes behind schedule before it messes up the order of trains using the tunnel; the schedule padding up to Elizabeth can recover one of these two minutes, and then, with the extra minute of slowdown of intercities not depicted in the line chart, the express commuter trains are still well clear of the intercities where they share tracks at Elizabeth.
Stop Spacing on Crosstown Routes
Two different issues in New York – the bus redesign process and the Interborough Express – are making me think about optimal stop spacing again. I blogged about it in general about buses a few days ago, but crosstown routes present their own special issues, and this is noticeable on rail more than on buses. Circumferential rail routes, in particular, can justify wider stop spacing than radial routes in certain circumstances. This can explain why, over the iterations of Triboro RX leading to the current IBX proposal, the stop spacing has widened: the Third Regional Plan-era effort in the 2000s had a stop every half mile in Brooklyn and Queens, but more recent efforts proposed fewer stops, and the current one if anything has too few and misses a transfer.
Density and isotropy
The tradeoff in stop spacing on both buses and trains is that more stops reduce the amount of walking to the station but increase the in-vehicle trip time for people going through the stop without getting on or off.
Density by itself does not affect this tradeoff. A uniform increase in density along a line equally increases the costs and benefits of changing the stop spacing. However, relative density matters: stop spacing should be tighter in areas with higher density and wider in areas with lower density, both relative to other areas along the same line. This is because higher relative density means passengers are disproportionately likely to have their origin or destination in this area, and disproportionately less likely to be traveling through it, both of which argue in favor of tighter stop spacing, and lower relative density means the opposite.
This then leads to the issue of isotropy. On an isotropic network, relative density is by definition always the same; spikes in relative density make travel less isotropic. As my previous post explains with bus stop spacing formulas, also valid on rail with different parameters, less isotropic density should mean not just that there should be more stops in some places and fewer in others, but also that there should be fewer stops overall. In the simplest case of non-isotropy, assume everyone is traveling to the same distinguished node, which on a rail line can be thought of as city center (let’s say there’s just one central transfer point) and on a bus can be thought of as the connection to the subway. Then, all passengers can be guaranteed to be going to a place with a station, and therefore the cost of widening the stop spacing is halved, since only the origin walk time is increased, not the destination walk time.
Isotropy and circumferential routes
Successful circumferential routes live off of their ability to connect to the rest of the network. Over time, those connection points may grow to become large destinations in their own right – this is the story of how Ikebukuro, Shinjuku, and Shibuya, all at the intersection of the Yamanote Line with radial rail links (JR, private, or subway), became large business districts. But the connections have to come first. If passengers can’t conveniently transfer, then the route has to live off of origin-and-destination traffic just on the line, and then, because it is circumferential and by definition doesn’t go to city center, traffic will be low. This principle is why the G train in New York is so weak: it may connect the two largest non-Manhattan job centers in the region, but that’s still neither Manhattan nor service to the entire city, and with poor transfers, it has to live off of the small number of people living in Williamsburg and Bedford-Stuyvesant working in Long Island City or Downtown Brooklyn.
But the same principle also means that non-transfer stops lose value. This doesn’t mean there shouldn’t be any of them, but it does mean that agencies can afford to be pickier about where to place them. They’re unlikely to be destinations, only origins, and even as origins their value is discounted since some passengers use the circumferential line as the second leg of a three-legged trip, between two radial lines.
The impact on IBX
I used to criticize the decision to build fewer stops on IBX. For example, here, when it was still an RPA proposal in what would later become the Fourth Regional Plan, I outlined several criticisms of the then-Triboro route. I think some of them stand, especially the section on the plan to have the route go into the Bronx and provide local commuter rail service to Coop City. However, on the matter of stop spacing, I must withdraw the criticism.
That said, a station at every connection with a radial rail line remains nonnegotiable. IBX errs in only stopping in East New York at Atlantic Avenue, connecting to the L and the LIRR, with no direct connection to Broadway Junction for the A/C and J. The distance between these two locations is only 350 meters, and it may be awkward to have two stops in short succession, but the meaning of high relative density is exactly that it’s okay to have more closely spaced stops. Alternatively, there could be one stop at a compromise location, with in-system connections at both ends, but then the walk times would be higher, which is less desirable.