Category: Incompetence

Numerology in Transportation

This post is a cautionary note for everyone who proposes, advocates for, or plans public transportation: please avoid numerology. What I mean by numerology is, it’s easy to target round numbers for trip time, ridership, capacity, or cost, but this may not be based on good design principles. Round numbers are memorable, which makes them attractive for marketing, but quite often the roundness percolates from public communications to system design, and then it tends to lead to bad results: excessive amounts of money spent on meeting a particular trip time, useful scope cut from a project to stay under a too tight budget, and general overpromising.

I’m tagging this incompetence because it is always bad, but even people who are generally good may unwittingly engage in numerology. I’m pretty confident I’ve done this in previous posts by accident. So I’m exhorting myself and good transit advocates and not just the usual politicians and power brokers.

10x and tech

The worst numerology that I’ve seen in technology is not specifically in transportation, but in the software industry of the American West Coast, which is obsessed with the concept of 10x, that is 10 times as good as normal. The most common variation of this is the 10x engineer, that is the programmer who gets 10 times the productivity of the average programmer, but (by implication) does not demand 10 times the average salary, or even 1.5 times the average salary.

Thanks to Elon Musk, the same concept of 10x has jumped into the transportation discourse – Musk promises a 10x reduction in construction costs for tunneling. It goes without saying he cannot deliver, but the telling thing here is the origin of the number. It does not come from some deep analysis finding that California’s tunneling costs are about 10 times as high as those of some target best practice, or even as high as those of a new method. (In fact, California is around 7 times as expensive to build in as Madrid or Seoul, the world’s cheapest cities to build in, so 10 is at the limit of plausibility.) Rather, the number came first: innovation in American tech is supposed to come in orders of magnitude, not continuous improvements, so the target was 10x, just as SpaceX’s target for space launch cost reduction is 10x even though so far the reality is maybe 1.5x or 2x.

The primary problem here is overpromising. Factor-of-10 improvements are almost nonexistent. The one example I am comfortable with in transportation is the tunneling costs in New York specifically, and even that is a problem that only emerged with the latest project, Second Avenue Subway Phase 2; Phase 1 and the 7 extension are off by a factor of 6 or 7 off the rest-of-world average (and about 15-20 off the very cheapest in the world), and East Side Access is a problem of overbuilding more than anything so I can’t even give it a specific factor. Many other things in New York are too expensive, but generally by a factor ranging from 1.5 to 3. Cutting operating costs in half, cutting rolling stock procurement costs by a third, and so on are both laudable goals, but 10x rhetoric skips them entirely. Thus comes the secondary problem with 10x-oriented numerology: just as it rounds up factor-of-7 improvements and overpromises a factor of 10, it completely ignores factor-of-2 improvements as they simply cannot plausibly be stretched to an order of magnitude.


It is common in marketing to promise round numbers for schedules: 2-hour trip times, 3-hour trip times, etc. This sometimes percolates into the planning world behind the scenes, leading to planning around discrete trip times in integer numbers of hours.

In France it’s a commonplace that high-speed rail is only competitive with air travel if the trains take 3 hours or less. The reality is very different on two levels: first, mode share is a continuous function of trip time, so the difference between (say) 2:55 and 3:05 cannot be very big. And second, in 2009, rail had a 54% mode share of all Paris-Toulon trips, on which the TGV takes 4:08-4:20, compared with 12% for air; the TGV held its own as far east as Cannes (34%), 5:26 away, and Nice (30%), 5:57 away. The 3-hour rule is alluring and may be true in one specific social class, namely airline and railway managers, but the numerology here makes it easy to stick to it even if the breakeven point keeps creeping up to 3:30, 4:00, 4:30, 5:00.

A more benign example of numerology is the 30-30-30 plan in Connecticut. Governor Lamont has proposed far-reaching investments to speed up trains to take half an hour on each of three segments: New York-Stamford, Stamford-New Haven, New Haven-Hartford. This is more or less feasible: a reasonable level of investment would reduce New York-New Haven to about 1:03 on express trains, with Stamford near the exact midpoint. However, the target trip times remain numerological: there is no obvious reason why 1:00 is so much better than 1:10. So far 30-30-30 has run into resistance from incompetent traditional railroaders, but it’s easy to imagine a future in which the governor approves the plan over their objections, and then has to decide how much money to spend on the final few minutes’ worth of speedup to meet the stated goals.

In contrast with numerology based on round numbers, there is a much more solid planning paradigm based on trip times a few minutes short of a round number. In that case, the trip time is a round number including turnaround time, which makes it easy to run trains on a clockface schedule. Differences like 1:05 vs. 0:55 are not important enough to bother passengers about, but differences in frequency between hourly and every 1:10 are critical – passengers can remember 9:05, 10:05, 11:05, 12:05 much better than they can 9:05, 10:15, 11:25, 12:35. Therefore, the integrated timed transfer plan of Switzerland and the Netherlands aims at trip times that are not very memorable, but that together with connection or turnaround time enable memorable schedules.


In addition to the tech industry’s 10x concept, more traditional cost estimations can suffer from numerology as well. Here it is important to distinguish relative from absolute costs. Relative costs are relative to an already-decided budget; in that case, it is useful to force agencies to stay within their promised costs, to discourage lowballing costs in the future (“strategic misrepresentation” in Bent Flyvbjerg’s language). Absolute costs are about numbers that sound big or small, and in that case, there is no good reason to force costs to hew to a specific number.

In the case of absolute costs, politicians may fit the program to the cost in either direction. Reportedly, the size of the stimulus bill passed by the Obama administration at the beginning of 2019 was designed to be in the hundreds of billions and avoid the dreaded trillion number, even though some of the administration’s advisors argued for $1.2-1.8 trillion. In transportation, I do not know of specific examples, but there is so much political pressure among various people who think they’re fiscally conservative that there’s bound to be pressure to go underneath a round number, in other words a political equivalent of pricing a product at $99 instead of $100.

In the other direction, visionaries may think they’re being bold by making up a high number, usually a catch round  figure like $1 trillion for US-wide infrastructure. The numerology here operates on a different level from the relatively small band of just under a limit vs. just over a limit: here the main problem is that the cost figure is arbitrary, and then the list of projects to be funded is chosen to match it. If there aren’t enough good projects, agencies will either bloat the budgets of projects by lading them with semi-related spending, for example bundling a light rail line with  street reconstruction and tree planting, or go forward with weak proposals that would otherwise not be funded.

How Fast New York Regional Rail Could Be

A few years ago, when I started writing timetables for proposed regional rail lines, I realized how much faster they were than current schedules. This goes beyond the usual issues in Boston with electrification, which can cut the Boston-Providence trip from the current 1:10 or so to around 45 minutes. In New York the trains are already electrified, but trip times are slow, due to a combination of weak rolling stock, low platforms in New Jersey, poor maintenance in Connecticut, and obscene schedule padding in Long Island. This post collects a few before-and-after comparisons of how fast regional rail in New York could be.

Due to time constraints, not all lines are included in this post; by popular demand I can complete this and make it a two-part post. In this post I am going to focus on the New Haven and Harlem Lines and the LIRR’s Ronkonkoma and Hempstead Branches.

The LIRR and Metro-North both have reasonable if conservative equipment. Thus, it is valuable to look at the trip times that current equipment could achieve, that is the M-8s on the New Haven Line and the M-7s on the other lines. Future equipment should be higher-performance, and in particular both railroads should procure modular platforms based on proven European regional rail designs, rather than stick with overweight, overpriced equipment as in the upcoming capital plan. Thus the following tables include trip times with both current equipment and a notional regional electric multiple unit (EMU) with the specs of a Talent 2, FLIRT, Coradia Continental, DBAG Class 425, or similar train.

As a note of caution, these trip times are not achievable at zero cost, only at low cost. No curve needs to be straightened, but some curves need to be superelevated, and in some areas, particularly Connecticut, additional track work is required. All of this is quite cheap based on European maintenance regimes, though perhaps not based on American ones, but it is not literally a day one timetable – figure a few months’ worth of work systemwide. Schedules would also need to be simpler, with fewer creative express patterns, to facilitate low schedule padding, 7% as in Switzerland rather than the LIRR’s current 30% pad.

Much of this work comes from this post about the LIRR and this one about the New Haven Line, but here I’m covering the Harlem and Hudson Lines as well, and using more recent computations for acceleration.

New Haven Line

Locals to Stamford:

Station Current time Future M-8 time Future Euro time
Grand Central 0:00 0:00 0:00
Harlem-125th 0:10 0:06 0:06
Fordham 0:18 0:12 0:11
Mount Vernon East 0:27 0:18 0:16
Pelham 0:30 0:20 0:18
New Rochelle 0:33 0:23 0:21
Larchmont 0:37 0:26 0:24
Mamaroneck 0:40 0:29 0:27
Harrison 0:43 0:32 0:29
Rye 0:48 0:35 0:31
Port Chester 0:51 0:37 0:33
Greenwich 0:55 0:40 0:36
Cos Cob 0:59 0:43 0:39
Riverside 1:02 0:45 0:41
Old Greenwich 1:04 0:47 0:42
Stamford 1:15 0:50 0:45

Some of the numbers are interpolated, but the end-to-end times as well as those to New Rochelle, Port Chester, and Riverside are exact. No curve is straightened, but all non-geometric speed limits, including those on the Cos Cob Bridge, are removed; the Cos Cob Bridge is not straight enough for high-speed rail, but a regional train could squeeze 150 km/h out of it, or 160 if it is replaced.

Expresses to New Haven are faster, as detailed in my older post on the subject:

Station Current time Future M-8 time Future Euro time
Grand Central 0:00 0:00 0:00
Harlem-125th 0:10 0:06 0:06
New Rochelle 0:18 0:17
Stamford 0:51 0:31 0:30
Noroton Heights 0:56 0:35 0:34
Darien 1:00 0:38 0:36
Rowayton 1:03 0:40 0:38
South Norwalk 1:07 0:43 0:41
East Norwalk 1:10 0:46 0:43
Westport 1:14 0:49 0:46
Greens Farms 1:18 0:53 0:49
Southport 1:23 0:56 0:52
Fairfield 1:26 0:58 0:54
Fairfield Metro 1:30 1:01 0:57
Bridgeport 1:38 1:05 1:00
Stratford 1:45 1:10 1:04
Milford 1:52 1:14 1:08
West Haven 1:59 1:20 1:14
New Haven 2:09 1:24 1:18

Numbers differ from my older post by a minute to allow for slightly slower approaches to the Grand Central stub-end, at 50 km/h rather than 100 km/h as with any future through-running. This is still several minutes faster than the current 10 mph speed limit out to a mile out of the station. It doesn’t matter too much; at the end of the day, this is a difference of 1:18 vs. 2:09, with one extra station. I repeat: better track maintenance, less conservative terminal approach speeds, higher superelevation on curves, modern schedule padding, and (on the margin) higher-performance equipment could reduce trip times from 2:09 to 1:18, a cut of 40% in trip time, without straightening a single curve.

Harlem Line

The Harlem Line today runs local and express trains, but this involves a long stretch from north of Mount Vernon West to North White Plains with three and two rather than four tracks; trains just don’t run frequently enough today that it’s a problem, but in the future they will need to. Therefore, my timetable below is all-local. Nonetheless, trip times to White Plains on the local train are comparable to those of today’s express trains.

Station Current time (local) Current time (express) Future M-7 time Future Euro time
Grand Central 0:00 0:00 0:00 0:00
Harlem-125th 0:10 0:10 0:06 0:06
Melrose 0:14 0:09 0:09
Tremont 0:17 0:12 0:11
Fordham 0:20 0:14 0:13
Botanical Gardens 0:22 0:16 0:15
Williams Bridge 0:25 0:18 0:17
Woodlawn 0:28 0:21 0:19
Wakefield 0:30 0:23 0:21
Mount Vernon West 0:32 0:24 0:23
Fleetwood 0:35 0:27 0:25
Bronxville 0:37 0:29 0:27
Tuckahoe 0:39 0:31 0:28
Crestwood 0:42 0:33 0:30
Scarsdale 0:46 0:36 0:33
Hartsdale 0:49 0:38 0:35
White Plains 0:53 0:36 0:41 0:38
North White Plains 1:01 0:41 0:44 0:40
Valhalla 0:45 0:47 0:43
Hawthorne 0:49 0:50 0:46
Pleasantville 0:53 0:53 0:49
Chappaqua 0:56 0:56 0:52
Mount Kisco 1:02 1:00 0:55
Bedford Hills 1:06 1:04 0:59
Katonah 1:09 1:07 1:01
Goldens Bridge 1:13 1:10 1:04
Purdy’s 1:17 1:13 1:08
Croton Falls 1:20 1:16 1:10
Brewster 1:26 1:20 1:15
Southeast 1:37 1:22 1:16

Observe that the current schedule has very long trip times before the end station – 8 minutes from White Plains to North White Plains on the local, 11 from Brewster to Southeast on the express. Southbound, both segments are timetabled to take only 4 minutes each. This is additional padding used to artificially inflate on-time performance, in lieu of the better practice of spacing out the pad throughout the schedule, at 1 minute per 15 minutes.

LIRR Main Line

The LIRR has a highly-branched system, and I’m only going to portray the Main Line to Ronkonkoma among the long express lines. This is because in the long term, the South Side lines shouldn’t be going to Penn Station but to Downtown Brooklyn and Lower Manhattan. The Port Jefferson Branch could benefit from a side-by-side comparison of trip times, but that is partly a matter of electrifying the outer part of the line, a project that is perennially on the LIRR’s wishlist.

Station Current time Future M-7 time Future Euro time
Penn Station 0:00 0:00 0:00
Sunnyside Junction 0:05 0:05
Woodside 0:10
Jamaica 0:20 0:12 0:12
Floral Park 0:17 0:17
New Hyde Park 0:20 0:19
Merillon Avenue 0:22 0:21
Mineola 0:37 0:24 0:23
Carle Place 0:28 0:26
Westbury 0:30 0:28
Hicksville 0:45 0:33 0:31
Bethpage 0:51 0:37 0:34
Farmingdale 0:55 0:40 0:37
Pinelawn 1:00 0:43 0:40
Wyandanch 1:02 0:46 0:43
Deer Park 1:06 0:50 0:47
Brentwood 1:11 0:54 0:50
Central Islip 1:15 0:57 0:53
Ronkonkoma 1:22 1:01 0:57

The fastest Main Line train of the day runs between Penn Station and Ronkonkoma stopping only at Hicksville, Brentwood, and Central Islip, not even stopping at Jamaica; it does the trip in 1:08, a few minutes worse than the M7 could with less schedule padding and small speedups at terminal zones (Penn Station throat slowdowns add 1-2 minutes, it’s not the mile-long slog of Grand Central).

Hempstead Branch

Finally, for local service supplementing the rapid Main Line, we can look at the Hempstead Branch, which under my regional rail maps should keep serving Penn Station along today’s alignment, continuing north along the Empire Connection to the Hudson Line. Today, only a handful of peak trains run between Penn Station and Hempstead – off-peak, Hempstead diverts to Atlantic Terminal. Here are side-by-side schedules, using the fastest peak train as a comparison:

Station Current time Future M-7 time Future Euro time
Penn Station 0:00 0:00 0:00
Sunnyside Junction 0:05 0:05
Woodside 0:11 0:08 0:07
Forest Hills 0:12 0:11
Kew Gardens 0:14 0:13
Jamaica 0:20 0:16 0:15
Hollis 0:28 0:19 0:18
Bellerose 0:31 0:22 0:20
Queens Village 0:33 0:24 0:22
Floral Park 0:35 0:26 0:24
Stewart Manor 0:38 0:28 0:26
Nassau Boulevard 0:41 0:30 0:28
Garden City 0:43 0:32 0:30
Country Life Press 0:47 0:34 0:32
Hempstead 0:51 0:36 0:33


Across the four lines examined – New Haven, Harlem, Main, Hempstead – trains could run about 50-66% faster, i.e. taking 33-40% less time. This is despite the fact that the rolling stock today is already EMUs: the vast majority of the speedup does not come from upgrading to higher-end trains, but rather from running faster on curves as all EMUs can, avoiding unnecessary slowdowns in station throats, and reducing schedule padding through more regular timetables.

The speedup is so great that the Harlem Line could achieve the same trip times of present-day nonstop trains on locals making 14 more stops between Manhattan and North White Plains, a distance of 38 km, and the LIRR could achieve substantially faster trip times than today’s nonstops on semi-rapid trains. In fact, the LIRR could even make additional local stops on the Main Line like Forest Hills and Hollis and roughly match the fastest peak trains, but expected traffic volumes are such that it’s best to leave the locals to the Hempstead Branch and put the Main Line on the express tracks.

Good transit activists in and around New York should insist that the managers prioritize such speedups. If locals can match today’s express trip times, there is no need to run creative express stopping patterns that force trains into complex patterns of overtakes. Just run frequent local service, using the maxim that a line deserves express service if and only if it has four tracks, as the New Haven Line and shared Main Line-Hempstead Branch segment do. With the slowest speed zones sped up, curve speeds raised to the capabilities of modern EMUs (including the conservative M-7s and M-8s), and schedule padding shrunk to where it should be, the suburbs could be so much closer to Manhattan at rush hour as well as off-peak, stimulating tighter metropolitan connections.

The Hazards of Federal Subsidies for Operations

There’s an interesting discussion on Twitter, courtesy of Adam Batlan, about federal subsidies for capital funding versus operations. It’s become a popular reform proposal among American public transport advocates, who are frustrated with the status quo of federal funding for capital but not for operations. Unfortunately, the proposed change to the status quo – federal funding of operations and maintenance – is even worse than the status quo. The hazards of outside funding sources for operations are considerable and unavoidable, whereas those of outside funding for capital expansion can be mitigated by defining expansion appropriately, to the exclusion of ongoing maintenance.

Why federal funding should only go to expansion

Public transportation has ongoing operating expenses, and capital funding. Ongoing expenses can only change gradually – rail service in particular is dominated by fixed costs, like maintenance, and service changes have little effect on operating costs. This argues in favor of steady funding for operations.

Can federal funding be this steady? The answer is no. The federal government is where politics is. People with serious differences in opinion over issues including the overall size of federal spending, spending priorities, and how sensitive spending should be to economic conditions contest elections, and if one side has a majority, that side will get its legislative way. Nor is this some artifact of two-party majoritarianism. In consensus democracies the salience of a majority is if anything higher – there are big differences in policy, including transportation policy, between the various parties of Switzerland or the Netherlands, as the parties have to deliver results to attract voters rather than relying on polarization and partisan identity.

This kind of politics is very good when it comes to debating one-time capital projects. A center-right government committed to austerity with little attention to climate change, for example Germany since 2005, will not spend much money on rail expansion, and railroads will formulate their plans accordingly. The key here is that planning around maintaining current operations without expansion is not difficult, whereas planning around sudden cuts in operating funding is.

The issue of ongoing capital expenses

Current US policy is for the federal government to fund capital expenses, but not necessarily expansion. Normal replacement of equipment and long-term maintenance both receive federal funding. This is bad policy, because the way agencies respond to changes in funding levels is to defer maintenance when the federal government is stingy and then cry poverty when the federal government is generous.

The most extreme case of this is the state of good repair (SOGR) scam. The origins of SOGR are honest: New York City Transit deferred maintenance for decades, until the system collapsed in the 1970s, leading to a shift in priorities away from expansion and toward SOGR in the 1980s and 90s. There were tangible improvements in the last era, raising the mean distance between failures on the subway from about 10,000 km in 1980 to 250,000 in the 2000s. But this process led to a trend in which agencies would deliberately defer maintenance, knowing they could ask for SOGR funding letting them spend money without having anything to show for it.

By the 21st century, New York’s SOGR program turned into such a scam. The MTA capital plans keep having line items for achieving SOGR, but there are no improvements, nor does the backlog appear to shrink. If anything, throughout the 2010s service deteriorated due to slowdowns, until Andy Byford began the Saving Precious Seconds campaign. The same scam appears elsewhere, too: Amtrak deferred maintenance in the 2000s under political pressure to look profitable for privatization, a Bush administration priority, and when Obama was elected and announced the stimulus, Bush-installed CEO Joe Boardman began to talk about SOGR on the Northeast Corridor as a way of hogging billions of dollars without having to show increases in speed.

The forward solution to this problem is to credibly commit not to fund maintenance, ever. The fix-it-first maxim is for local governments only. The maxim for outside funding should be that any request for funding for maintenance or replacement is a tacit admission the agency cannot govern itself and requires an outside takeover as well.

The issue of frequency

The problem the thread linked to at the beginning of this post sets to solve is that some cities get money to build a light rail line but then only run it every 20 minutes. This, however, is a problem of incompetence rather than one inherent to the incentives.

A long-term revenue-maximizing agency, confronted with an urban rail line that runs every 20 minutes, will increase its frequency to at worst every 10 minutes, secure in the knowledge that the long run elasticity of ridership with respect to frequency in this range is high enough that it will make more money this way. This remains true even for a dishonest agency, which has no trouble maximizing long-term revenue by deferring maintenance and then asking for SOGR money when funding is available.

This fact regarding frequency is doubly true if the trains already run frequently at rush hour and only drop to 20-minute frequency off-peak. Fleet costs are determined by the peak, and large peak-to-base service ratios require expensive split shifts for crews. Therefore, a bump in off-peak frequency, especially from such a low base as 20 minutes, will increase ridership for very little increase in operating cost.

The thread does not mention the issue of connecting bus service much – I got yelled at for proposing half-hourly local buses timed with commuter trains – but there, too, the rule of only subsidizing expansion rather than maintenance or operation leads to good enough incentives. In Seattle, light rail expansion has led to bus service changes designed to feed the trains, increasing bus ridership even as rail service replaces the most crowded corridors.

The bus cuts of (for example) San Mateo County in response to rail expansion should then be put in the same basket of pure incompetence with the light rail line that runs every 20 minutes off-peak. The incentives line up in one direction, but due to such factors as unfamiliarity with best practices and managers who do not ride the trains they run, management goes in the other direction.

The forward solution here is to stick to funding by expected ridership. If the service plan involves low frequency, this should show up in the ridership screen and penalize the project in question, while urban rail lines that run every 5 minutes get funded.

Cars-and-Trains Urbanism

For all of the rhetoric about banning cars and the inherent conflict between public transportation and private automobiles, the dominant political view of urbanism in large chunks of the world is the cars-and-trains approach. Under this approach, cities build extensive infrastructure for cars, such as parking, wide arterials, and some motorways, as well as for trains, which are as a rule always rapid transit, never streetcars. In the midcentury developed world this was the unanimous view of urban development, and this remains the preference of mainline center-right parties like CDU, the French Republicans, and the British and Canadian Tories; various 1960s urbanist movements with roots in the New Left arose in specific opposition to much of that mentality, which is why those movements are usually NIMBY in general.

In the post-consensus environment of political conflict in most issues, in this case between auto- and transit-oriented urbanism, it’s tempting to go back to the midcentury elite consensus as a compromise, and call for making cities friendly to both transit users and drivers. This is attractive especially to people who hope to defuse culture war issues, either because they identify as political moderates or because they identify as socialists and have some nostalgia for the Old Left. However, this kind of urbanism does not really work. While a destination can sometimes be friendly to both drivers and transit users, the city overall cannot be; the majority of the points of interest in a successful transit city are hostile to cars and vice versa.

Moreover, this cars-and-transit failure is not just historical. It keeps going on today. Middle-income countries waste vast sums of money on building two separate transportation networks that do not work well together. The United States, too, has adopted this mentality in the cities that are building new light rail lines, resulting in large urban rail systems whose ridership is a rounding error since most of the city isn’t oriented around public transportation.

What is cars-and-trains urbanism?

Postwar West Germany built a number of subway networks in its large cities, such as Munich, Frankfurt, Cologne, Dortmund, Essen, and Hanover. With the exception of Munich and Nuremberg, these are subway-surface systems, in which the trains are underground in city center but run in streetcar mode farther out. For the most part, these systems were built with the support of the driver lobby, which wanted the streetcars out of city center in order to be able to drive more easily, and once those systems opened, the cities dismantled the streetcars. Most of West Germany thus eliminated the streetcars that did not feed into the tunnels, just as the US eliminated nearly all of its streetcars except the ones that were part of a subway-surface system in Boston, Philadelphia, and San Francisco.

In the United States, such development only happened in San Francisco, where Muni buried the main streetcar trunk in conjunction with the construction of BART along the same alignment on Market Street. More commonly, cars-and-trains urbanism led to the development of park-and-rides in the suburbs. An early example is the Green Line D branch in Boston, designed for suburban commuters rather than urban residents using the line for all purposes and not just work. Subsequently, light rail lines have been built with park-and-rides, as have full rapid transit systems in the suburb of Atlanta, Washington, and San Francisco. In the same period, American mainline rail networks evolved to be car-oriented, replacing city center stations with park-and-rides for commuter as well as intercity rail uses.

American cars-and-trains development was not without conflict. The auto lobby opposed trains, believing buses were cheaper; top civil servants in what is now the Federal Highway Administration advocated for bus lanes to create more capacity at the peak into city centers such as Washington’s. However, the trains that were built in this era followed the same mentality of creating more peak capacity in areas where widening roads was too expensive because of high city center land prices.

In the US as well as in Europe, and nowadays in developing countries, construction of rapid transit in the biggest cities and high-speed rail between them is paired with large highway systems for everything else. When the Tories won the 2010 election, they proclaimed the end of Labour’s so-called war on motorists, but maintained their support for Crossrail in London and High Speed 2 from London to the major provincial cities. And in Toronto, even Rob and Doug Ford, for all their anti-walkability demagogy, support subways, just not at-grade streetcars that would take lanes away from cars.

How does cars-and-trains transportation fail?

In the United States, public transportation is divided into three groups. There is transit-oriented urbanism, which covers about half to two thirds of New York, and very small segments of Chicago, Boston, San Francisco, Washington, and Philadelphia. There are people riding public transportation out of poverty. And there is cars-and-trains behavior, common in the outer parts and suburbs of cities with urban rail networks. In the major American metropolitan areas with urban rail other than New York, people who commute by public transport actually outearn people who drive alone, because so much transit ridership consists of rich suburban commuters. Because of the weight of those commuters and because American metro areas with public transportation are richer than the rest of the country, the national gap in income between drivers and transit commuters is small and shrinking. And yet, fuel consumption as a proportion of overall consumption is constant around 3.5% in the bottom nine deciles.

In other words: the United States has spent a lot of money on attracting the rich to public transportation, and has succeeded in the sense that transit commuters earn about the same as car commuters, but the rich still drive so much that they consume as much fuel as the poor relative to their total spending. This is not because rich people inherently like driving – rich Manhattanites don’t drive much. This is because the postwar American transportation network does not provide adequate public transportation for non-commute trips. Off-peak frequencies are low, and service to destinations outside city centers is weak.

In Germany, the politics of cars-and-trains infrastructure is still around. A few months ago, when some Berlin Greens proposed congestion pricing, CDU came out in opposition, saying that without park-and-rides, how can people be expected to use the U- and S-Bahn? Walking or biking to the station is apparently not possible in outer Berlin, per CDU.

How does cars-and-trains urbanism fail?

The problem with cars-and-trains urbanism is not just about lack of frequency. The off-peak frequency on some of the American light and heavy rail systems serving park-and-rides is not terrible for regional rail – trains come every 10 or 12 or 15 minutes. But the development repels non-commuter uses of the system. The stations are surrounded by parking rather than high-density office or residential development. People who already own cars will drive them wherever it’s convenient: they’ll shop by car since retail has no reason to cluster in the central business district, and they’ll probably drive to jobs that do not have such agglomeration benefits as to have to be in city center.

That is not just an American problem. Western Europe, too, has built extensive infrastructure to extend auto-oriented postwar suburbia into older city centers, including motorways and parking garages. If the streets are narrow, then the sidewalks may be extremely narrow, down to maybe a meter in Florence. This encourages anyone who can afford to do so to drive rather than walk.

If there is no transit-oriented core to the city, then the result is a standard auto-oriented city. Examples include Los Angeles and Dallas, both of which have large urban rail networks with approximately no ridership. In the three-way division of American transit ridership – New York (and to a small extent a handful of other city cores), suburban commuters, very poor people – Los Angeles’s transit ridership is mostly very poor, averaging half the income of solo drivers. Public transit construction in this case has been a complete waste without policies that create a transit city, which must include both liberalization (namely, zoning liberalization near stations) and coercion (such as higher car and fuel taxes and removal of parking).

If there is a transit-oriented core, then the result cleaves the metro area in two. To people who live in the transit zone, the auto-oriented parts are inaccessible, and vice versa. A few places at the boundary can be crosshatched, but the city itself cannot be entirely crosshatched – the sea of single-family houses in the suburbs is not accessible except by car, and transit-oriented cities have no room for the amount of parking or road capacity required for auto-centric density.

Does rapid transit mean cars-and-trains?

No. In opposition to the postwar elite consensus and the center-right’s support of cars-and-trains urbanism, the New Left tends to be hostile to rapid transit, on the theory that it’s only good for cars and that tramways with dedicated lanes are as good as subways. This theory is hogwash – enough cities built metros before mass motorization in order to avoid streetcar and horsecar traffic jams – but it’s attractive to people who associate subways with the failings of CDU and its equivalents in other countries.

Paris provides a positive example of rejecting cars-and-trains urbanism while building rapid transit. Postwar France was thoroughly cars-and-trains in its mentality, but 21st-century Paris is the opposite. Mayor Anne Hidalgo has narrowed roadways and removed freeways in order to make the city pedestrian-friendlier. Ile-de-France is expanding its tramway network, but it’s at the same time investing enormous amounts of money in expanding the Metro and RER. I do not think there is any city outside China with more underground route-km built than Paris in 2000-30 – Indian metros are mostly above-ground. In my under-construction database, which largely omits China and Russia due to difficulties of finding information in English, Grand Paris Express is 10% of the total route-length.

Postwar Japan is another example of rapid transit without cars-and-trains typology. Unlike present-day Paris, which is ideologically leftist and green, Japanese development has been in an ideological environment similar to the center-right elite consensus, called dirigism in France. Nonetheless, Tokyo’s motorway network is not large relative to the city’s population, and suburban development has been quite dense and rail-oriented. The private rail operators have preferred to build high-density housing at their suburban stations to encourage more ridership, rather than park-and-rides.

It’s one or the other

Drivers are most comfortable on high-speed arterial streets with generous shoulders and setbacks, with parking right next to their destinations. This encourages dispersal – just try building parking for all the jobs of Midtown Manhattan or Central Tokyo on-site. Pedestrians would need to walk long distances along noisy, polluted streets and cross them at inconvenient signal times or places or risk being run over. Public transit users fare little better, as they turn into pedestrians at their destination – and what’s more, public transportation requires destinations to cluster at a certain density to fill a train at a usable frequency.

This situation works in reverse in a transit city. On a robust public transportation network, the most desirable locations are in the very center of the city, or at key interchanges. Usually the density at those nodes grows so high that drivers have to contend with heavy traffic. Widening roads is not possible at reasonable cost in dense centers of economic production; the very reason for cars-and-trains urbanism as opposed to just 100% cars is that it was never economic to build 20-lane highways in city centers.

On the street, too, conflict is inevitable. A lane can be shared, which means dominated by cars so long as a car with one person inside it gets the same priority as a bus or tram with 40; or it can be dedicated to buses and trams, which means cars have less space. And then there are pedestrians, who need adequate sidewalks even in historic city centers where the street width from building to building is 10 meters rather than the more modern 30.

Defusing conflict is attractive, but this is not possible. A city cannot be friendly to drivers and to non-drivers at the same time. The urban designs for the two groups are too different, and for the most part what most appeals to one repels the other. Trying to build two redundant transportation networks may be attractive to people who just like the idea of visible development with its construction jobs, but both will end up underused and overly costly. Good transit has to convert drivers into non-drivers – sometimes-drivers are too expensive to serve, because the urbanism for them is too peaky and expensive.

As a corollary of this, political structures that have to give something to drivers too have to be eliminated if public transportation is to succeed. For example, infrastructure funding formulas that give set amounts of money to the two modes, like the 80% cars, 20% transit split of American federal funding, are bad and should ideally be reduced to 0 if the formula itself cannot be changed; the investment in highways is making public transportation less useful, both through direct competition and through incentives for auto-oriented development. The same is true of schemes that are really fronts for highway widening, like some bus rapid transit in the US and India. Good transit activists have to oppose these, even if it means less money in overall spending, even if it means less money in spending specific for some public transit programs. The cost of highways is just too high to try to maintain a culture truce.

Metro-North Doesn’t Know Best Industry Practices

Governor Ned Lamont’s plan for speeding up trains between New York, New Haven, and Hartford seems to have fallen by the wayside, but Metro-North and the Connecticut Department of Transportation are still planning for future investments. Several high-level officials met with the advocates from the Connecticut Commuter Rail Council, and the results are unimpressive – they have made false statements out of ignorance of not just best practices outside North America but also current federal regulations, including the recent FRA reform.

The meeting link is a video and does not have a searchable transcript, so I’m going to give approximate timestamps and ask that people bear with me. At several points, highly-paid officials make statements that are behind the times, unimaginative, or just plain incorrect. The offenders are Richard Andreski, the bureau chief of public transportation for CDOT, who according to Transparency.CT earns a total of $192,000 a year including fringe benefits, and Glen Hayden, Metro-North’s vice president of engineering, who according to See Through NY earns an annual base salary of $219,000.

20-25 minutes: there’s a discussion, starting a few minutes before this timestamp, about Metro-North’s future rolling stock procurement. In addition to 66 M8 electric multiple units (EMUs), the railroad is planning to buy 60 unpowered railcars. Grilled about why buy unpowered railcars rather than multiple units, such as diesel multiple units (DMUs), Andreski said a few questionable things. He acknowledged that multiple units accelerate faster than locomotive-hauled trains, but said that this was not needed on the lines in question, that is the unpowered Metro-North branch lines, Shore Line East, and the New Haven-Hartford line. In reality, the difference, on the order of 45 seconds per stop at a top speed of 120 km/h (55 seconds if the top speed is 144 km/h), and electrification both massively increases reliability and saves an additional 10 seconds per stop (or 30 if the top speed is 144).

More worryingly, Andreski talks about the need for flexibility and the installed base of diesel locomotives. He suggests unpowered cars are more compatible with what he calls the train of the future, which runs dual-mode. Dual-mode trains today are of low quality, and the innovation in the world focuses on single-mode electric trains, with a growing number of railroads electrifying as well as transitioning to multiple units. Metro-North itself is a predominantly EMU-based railroad – running more EMUs, especially on the already-wired Shore Line East, is more compatible with its existing infrastructure and maintenance regime than keeping low-performing diesel branches and running diesel under catenary on the trunk line.

1:14-1:17: Andreski states that the 60 unpowered single-level cars should cost about $250 million, slightly more than $4 million per car. When a reader of this blog noted that in the rest of the world, a 25-meter multiple-unit costs $2.5 million, Andreski responded, “this is not accurate.” The only trouble is, it is in fact accurate; follow links to contracts reported in Railway Gazette in the rolling stock cost section of this post. It is not clear whether Andreski is lying, ignorant, or in a way both, that is making a statement with reckless disregard for whether it is true.

Hayden then chimes in, talking about FRA regulations, saying that they’re different from American ones, so European and Asian prices differ from American ones, seemingly indifferent to the fact that he just threw Andreski under the bus – Andreski said that multiple-units do not cost $2.5 million per car and if a public contract says they do then it’s omitting some extra costs. The only problem is, FRA regulations were recently revised to be in line with European ones, with specific eye toward permitting European trains to run on American tracks with minimal modifications, measured in tens of thousands of dollars of extra cost per car. In a followup conversation off-video, Hayden reiterated that position to longtime reader Roger Senserrich – he had no idea FRA regulations had been revised.

Hayden’s response also includes accessibility requirements. Those, too, are an excuse, albeit a slightly defensible one: European intercity trains, which are what American tourists are most likely to have experience with, are generally inaccessible without the aid of conductors and manual boarding plates. However, regional trains are increasingly fully accessible, at a variety of floor heights, and it’s always easier to raise the floor height to match the high platforms of the Northeast Corridor than to lower it to match those of low-platform networks like Switzerland’s.

1:45: asked about why Metro-North does not run EMUs on the wired Shore Line East, a third official passes the buck to Amtrak, saying that Amtrak is demanding additional tests and the line is Amtrak’s rather than Metro-North’s property. This is puzzling, as 1990s’ Amtrak planned around electrification of commuter rail service east of New Haven, to the point of constructing its substations with room for expansion if the MBTA were ever interested in running electric service on the Providence Line. It’s possible that Amtrak today is stalling for the sake of stalling, never mind that commuter rail electrification would reduce the speed difference with its intercity trains and thus make them easier to schedule and thus more reliable. But it’s equally possible that CDOT is being unreasonable; at this point I would not trust either side of any Amtrak-commuter rail dispute.

Stuttgart 21’s Impending Capacity Problems and Timed Connections

The largest single transportation project in Germany today is a new underground main station for Stuttgart, dubbed Stuttgart 21. Built at a cost of €8.2 billion, it will soon replace Stuttgart’s surface terminal with a through-station, fed in four directions by separate tunnels. The project attracted considerable controversy at the beginning of this decade due to its cost overruns and surface disruption. It’s had a long-term effect on German politics as well: it catapulted the Green Party into its first ever premiership of a German state, and the Green minister-president of the state, Winfried Krestchmann, has remained very popular and played a role in mainstreaming the party and moving it in a more moderate direction.

But the interesting thing about Stuttgart 21 now is not the high cost, but a new problem: capacity. The new station will face capacity constraints worse than those of the surface station, particularly because Germany is transitioning toward timed connections (“Deutschlandtakt”) on the model of Switzerland. Since Stuttgart is closing the surface station and selling the land for redevelopment, a second underground station will need to be built just to add enough capacity. It’s a good example of how different models of train scheduling require radically different kinds of infrastructure, and how even when all the technical details are right, the big picture may still go wrong.

What is the Stuttgart 21 infrastructure?

The following diagram (via Wikipedia) shows what the project entails.

The existing tunnel, oriented in a northeast-southwest direction, is used exclusively by S-Bahn trains. Longer-distance regional trains (“RegionalBahn“) and intercity trains terminate on the surface, and if they continue onward, they must reverse direction.

The new tunnel infrastructure consists of four independent two-track tunnels, two coming in from the northwest and two from the southeast, with full through-service. In addition, an underground loop is to be constructed on the south in order to let trains from points south (Singen) enter Stuttgart via the Filder tunnel while serving the airport at Filder Station without reversing direction. The total double-track tunnel length is 30 kilometers.

Stuttgart 21’s station infrastructure will consist of eight tracks, four in each direction:

The two tracks facing each platform are generally paired with the same approach track, so that in case of service changes, passengers will not be inconvenienced by having to go to a different platform. The interlocking permits trains from each of the two eastern approaches to go to either of the western ones without conflict and vice versa, and the switches are constructed to modern standards, with none of the onerous speed restrictions of American station throats.

So what is the problem?

First of all, the four approach tunnels are not symmetric. The Feuerbach tunnel leads to Mannheim, Frankfurt, Würzburg, and points north, and the Filder tunnel leads to Ulm and points east, including Munich; both are planned to be heavily used by intercity trains. In contrast, the other two tunnels lead to nothing in particular. The Obertürkheim tunnel leads to the current line toward Ulm, but the under-construction high-speed line to Ulm feeds Filder instead, leaving Obertürkheim with just a handful of suburbs.

On the Deutschlandtakt diagram for Baden-Württemberg, every hour there are planned to be 12 trains entering Stuttgart from the Feuerbach tunnel, 10.5 from the Filder tunnel, 5.5 from the Bad Cannstatt tunnel, and 6 from the Obertürkheim tunnel. For the most part, they’re arranged to match the two busier approaches with each other – the track layout permits a pair of trains in either matching to cross with no at-grade conflict, but only if trains from Feuerbach match with Filder and trains from Bad Cannstatt match with Obertürkheim are both station tracks facing the same platform available without conflict.

A train every five minutes through a single approach tunnel feeding two station tracks is not normally a problem. The S-Bahn, depicted on the same map in black, runs 18 trains per hour in each direction through the tunnel; bigger cities, including Paris and Munich, run even more frequent trains on the RER or S-Bahn with just a single station platform per approach track, as on any metro network.

However, the high single-track, single-direction frequency is more suitable on urban rail than on intercity rail. On a metro, trains rarely have their own identity – they run on the same line as a closed system, perhaps with some branching – so if a train is delayed, it’s possible to space trains slightly further apart, so the nominal 30 trains per hour system ends up running 28 trains if need be. On an S-Bahn this is more complicated, but there is still generally a high degree of separation between the system and other trains, and it’s usually plausible to rearrange trains through the central tunnel. On intercity rail, trains have their own identity, so rearrangement is possible but more difficult if for example two trains on the same line, one express and one local, arrive in quick succession. As a result, one platform track per approach track is unsuitable – two is a minimum, and if more tracks are affordable then they should be built.

How do you intend to run the trains?

If the paradigm for intercity rail service is to imitate shorter-range regional trains, then through-tunnels are both easier and more desirable. A relatively closed system with very high frequency between a pair of stations calls for infrastructure that minimizes turnarounds and lets trains just run in the same sequence.

The Shinkansen works this way, leveraging three key features: its near-total isolation from the legacy train network, running on a different gauge; the very high demand for trains along individual corridors on specific city pairs; and the generally high punctuality of Japanese trains even on more complex systems. As it happens, Tokyo is a terminal, with trains going north and south but not through, as a legacy of the history of breaking up Japan National Railway before the Shinkansen reached Tokyo from the north, with different daughter companies running in each direction. However, Shin-Osaka is a through-station, fitting through-trains as well as terminating trains on just eight tracks.

In the developed world’s second busiest intercity rail network, that of Switzerland, the paradigm is different. In a country whose entire population is somewhat less than that of Tokyo without any of its suburbs, no single corridor is as strong as the Shinkansen corridors. Trains form a mesh with timed connections every hour, sometimes every half hour. Intercity trains are arranged to arrive at Zurich, Bern, and Basel a few minutes before the hour every 30 minutes and depart a few minutes later. In that case, more approach tracks and more platform tracks are needed. Conversely, the value of through-tracks is diminished, since passengers can transfer between trains more easily if they can walk between platforms without changing grade.

Infrastructure-timetable integration

Germany aims to integrate the infrastructure and timetable, as Switzerland does. However, Stuttgart 21 is a failure of such integration. The Deutschlandtakt service paradigm calls for many trains entering and leaving the station within the span of a few minutes. Today there are four effective approaches with two tracks each, same as under the Stuttgart 21 plan, but they are better-distributed.

The idea of Stuttgart 21, and similar proposals for Frankfurt and Munich, is solid provided that the intention is to run trains the Japanese way. It Stuttgart were designed to be the junction of two consistently high-intensity lines, then it would work without additional infrastructure. But it is not: its approach tunnels are supposed to support such design, but the service pattern will not look this way because of how the tunnels are placed relative to Germany’s population distribution. Even highly competent engineering can produce incompetent results if the details do not match the big picture.

Deutschlandtakt and Country Size

Does the absolute size of a country matter for public transport planning? Usually it does not – construction costs do not seem to be sensitive to absolute size, and the basics of rail planning do not either. That Europe’s most intensely used mainline rail networks are those of Switzerland and the Netherlands, two geographically small countries, is not really about the inherent benefits of small size, but about the fact that most countries in Europe are small, so we should expect the very best as well as the very worst to be small.

But now Germany is copying Swiss and Dutch ideas of nationally integrated rail planning, in a way that showcases where size does matter. For decades Switzerland has had a national clockface schedule in which all trains are coordinated for maximum convenience of interchange between trains at key stations. For example, at Zurich, trains regularly arrive just before :00 and :30 every hour and leave just after, so passengers can connect with minimum wait. Germany is planning to implement the same scheme by 2030 but on a much bigger scale, dubbed Deutschlandtakt. This plan is for the most part good, but has some serious problems that come from overlearning from small countries rather than from similar-size France.

In accordance with best industry practices, there is integration of infrastructure and timetable planning. I encourage readers to go to the Ministry of Transport (BMVI) and look at some line maps – there are links to line maps by region as well as a national map for intercity trains. The intercity train map is especially instructive when it comes to scale-variance: it features multihour trips that would be a lot shorter if Germany made a serious attempt to build high-speed rail like France.

Before I go on and give details, I want to make a caveat: Germany is not the United States. BMVI makes a lot of errors in planning and Deutsche Bahn is plagued by delays; these are still basically professional organizations, unlike the American amateur hour of federal and state transportation departments, Amtrak, and sundry officials who are not even aware Germany has regional trains. As in London and Paris, the decisions here are defensible, just often incorrect.

Run as fast as necessary

Switzerland has no high-speed rail. It plans rail infrastructure using the maxim, run trains as fast as necessary, not as fast as possible. Zurich, Basel, and Bern are around 100 km from one another by rail, so the federal government invested in speeding up the trains so as to serve each city pair in just less than an hour. At the time of this writing, Zurich-Bern is 56 minutes one-way and the other two pairs are 53 each. Trains run twice an hour, leaving each of these three cities a little after :00 and :30 and and arriving a little before, enabling passengers to connect to onward trains nationwide.

There is little benefit in speeding up Switzerland’s domestic trains further. If SBB increases the average speed to 140 km/h, comparable to the fastest legacy lines in Sweden and Britain, it will be able to reduce trip times to about 42 minutes. Direct passengers would benefit from faster trips, but interchange passengers would simply trade 10 minutes on a moving train for 10 minutes waiting for a connection. Moreover, drivers would trade 10 minutes working on a moving train for 10 minutes of turnaround, and the equipment itself would simply idle 10 minutes longer as well, and thus there would not be any savings in operating costs. A speedup can only fit into the national takt schedule if trains connect each city pair in just less than half an hour, but that would require average speeds near the high end of European high-speed rail, which are only achieved with hundreds of kilometers of nonstop 300 km/h running.

Instead of investing in high-speed rail like France, Switzerland incrementally invests in various interregional and intercity rail connections in order to improve the national takt. To oversimplify a complex situation, if a city pair is connected in 1:10, Switzerland will invest in reducing it to 55 minutes, in order to allow trains to fit into the hourly takt. This may involve high average speeds, depending on the length of the link. Bern is farther from Zurich and Basel than Zurich and Basel are from each other, so in 1996-2004, SBB built a 200 km/h line between Bern and Olten; it has more than 200 trains per day of various speed classes, so in 2007 it became the first railroad in the world to be equipped with ETCS Level 2 signaling.

With this systemwide thinking, Switzerland has built Europe’s strongest rail network by passenger traffic density, punctuality, and mode share. It is this approach that Germany seeks to imitate. Thus, the Deutschlandtakt sets up control cities served by trains on a clockface schedule every 30 minutes or every hour. For example, Erfurt is to have four trains per hour, two arriving just before :30 and leaving just after and two arriving just before :00 and leaving just after; passengers can transfer in all directions, going north toward Berlin via either Leipzig or Halle, south toward Munich, or west toward Frankfurt.

Flight-level zero airlines

Richard Mlynarik likes to mock the idea of high-speed rail as conceived in California as a flight-level zero airline. The mockery is about a bunch of features that imitate airlines even when they are inappropriate for trains. The TGV network has many flight-level zero airline features: tickets are sold using an opaque yield management system; trains mostly run nonstop between cities, so for example Paris-Marseille trains do not stop at Lyon and Paris-Lyon trains do not continue to Marseille; frequency is haphazard; transfers to regional trains are sporadic, and occasionally (as at Nice) TGVs are timed to just miss regional connections.

And yet, with all of these bad features, SNCF has higher long-distance ridership than DB, because at the end of the day the TGVs connect most major French cities to Paris at an average speed in the 200-250 km/h range, whereas the fastest German intercity trains average about 170 and most are in the 120-150 range. The ICE network in Germany is not conceived as complete lines between pairs of cities, but rather as a series of bypasses around bottlenecks or slow sections, some with a maximum speed of 250 and some with a maximum speed of 300. For example, between Berlin and Munich, only the segments between Ingolstadt and Nuremberg and between Halle and north of Bamberg are on new 300 km/h lines, and the rest are on upgraded legacy track.

Even though the maximum speed on some connections in Germany is the same as in France, there are long slow segments on urban approaches, even in cities with ample space for bypass tracks, like Berlin. The LGV Sud-Est diverges from the classical line 9 kilometers outside Paris and permits 270 km/h 20 kilometers out; on its way between Paris and Lyon, the TGV spends practically the entire way running at 270-300 km/h. No high-speed lines get this close to Berlin or Munich, even though in both cities, the built-up urban area gives way to farms within 15-20 kilometers of the train station.

The importance of absolute size

Switzerland and the Netherlands make do with very little high-speed rail. Large-scale speedups are of limited use in both countries, Switzerland because of the difficulty of getting Zurich-Basel trip times below half an hour and the Netherlands because all of its major cities are within regional rail distance of one another.

But Germany is much bigger. Today, ICE trains go between Berlin and Munich, a distance of about 600 kilometers, in just less than four hours. The Deutschlandtakt plan calls for a few minutes’ speedup to 3:49. At TGV speed, trains would run about an hour faster, which would fit well with timed transfers at both ends. Erfurt is somewhat to the north of the midpoint, but could still keep a timed transfer between trains to Munich, Frankfurt, and Berlin if everything were sped up.

Elsewhere, DB is currently investing in improving the line between Stuttgart and Munich. Trains today run on curvy track, taking about 2:13 to do 250 km. There are plans to build 250 km/h high-speed rail for part of the way, targeting a trip time of 1:30; the Deutschlandtakt map is somewhat less ambitious, calling for 1:36, with much of the speedup coming from Stuttgart21 making the intercity approach to Stuttgart much easier. But with a straight line distance of 200 km, even passing via Ulm and Augsburg, trains could do this trip in less than an hour at TGV speeds, which would fit well into a national takt as well. No timed transfers are planned at Augsburg or Ulm. The Baden-Württemberg map even shows regional trains (in blue) at Ulm timed to just miss the intercity trains to Munich. Likewise, the Bavaria map shows regional trains at Augsburg timed to just miss the intercity trains to Stuttgart.

The same principle applies elsewhere in Germany. The Deutschlandtakt tightly fits trains between Munich and Frankfurt, doing the trip in 2:43 via Stuttgart or 2:46 via Nuremberg. But getting Munich-Stuttgart to just under an hour, together with Stuttgart21 and a planned bypass of the congested Frankfurt-Mannheim mainline, would get Munich-Frankfurt to around two hours flat. Via Nuremberg, a new line to Frankfurt could connect Munich and Frankfurt in about an hour and a half at TGV speed; even allowing for some loose scheduling and extra stops like Würzburg, it can be done in 1:46 instead of 2:46, which fits into the same integrated plan at the two ends.

The value of a tightly integrated schedule is at its highest on regional rail networks, on which trains run hourly or half-hourly and have one-way trip times of half an hour to two hours. On metro networks the value is much lower, partly because passengers can make untimed transfers if trains come every five minutes, and partly because when the trains come every five minutes and a one-way trip takes 40 minutes, there are so many trains circulating at once that the run-as-fast-as-necessary principle makes the difference between 17 and 18 trainsets rather than that between two and three. In a large country in which trains run hourly or half-hourly and take several hours to connect major cities, timed transfers remain valuable, but running as fast as necessary is less useful than in Switzerland.

The way forward for Germany

Germany needs to synthesize the two different rail paradigms of its neighbors – the integrated timetables of Switzerland and the Netherlands, and the high-speed rail network of France.

High investment levels in rail transport are of particular importance in Germany. For too long, planning in Germany has assumed the country would be demographically stagnant, even declining. There is less justification for investment in infrastructure in a country with the population growth rate of Italy or of last decade’s Germany than in one with the population growth rate of France, let alone one with that of Australia or Canada. However, the combination of refugee resettlement and a very strong economy attracting European and non-European work migration is changing this calculation. Even as the Ruhr and the former East Germany depopulate, we see strong population growth in the rich cities of the south and southwest as well as in Berlin.

The increased concentration of German population in the big cities also tilts the best planning in favor of the metropolitan-centric paradigm of France. Fast trains between Berlin, Frankfurt, and Munich gain value if these three cities grow in population whereas the smaller towns between them that the trains would bypass do not.

The Deutschlandtakt’s fundamental idea of a national integrated timed transfer schedule is good. However, a country the size and complexity of Germany needs to go beyond imitating what works in Switzerland and the Netherlands, and innovate in adapting best practices for its particular situation. People keep flying domestically since the trains take too long, or they take buses if the trains are too expensive and not much faster. Domestic flights are not a real factor in the Netherlands, and barely at all in Switzerland; in Germany they are, so trains must compete with them as well as with flexible but slow cars.

The fact that Germany already has a functional passenger rail network argues in favor of more aggressive investment in high-speed rail. The United States should probably do more than just copy Switzerland, but with nonexistent intercity rail outside the Northeast Corridor and planners who barely know that Switzerland has trains, it should imitate rather than innovating. Germany has professional planners who know exactly how Germany falls short of its neighbors, and will be leaving too many benefits on the table if it decides that an average speed of about 150 km/h is good enough.

Germany can and should demand more: BMVI should enact a program with a budget in the tens of billions of euros to develop high-speed rail averaging 200-250 km/h connecting all of its major cities, and redo the Deutschlandtakt plans in support of such a network. Wedding French success in high-speed rail and Swiss and Dutch success in systemwide rail integration requires some innovative planning, but Germany is capable of it and should lead in infrastructure construction.

Massachusetts Sandbags Rail Electrification

In the last year, Massachusetts has been studying something called the Rail Vision, listing several alternatives for commuter rail modernization. This has been independent of the North-South Rail Link study, and one of the options that the Rail Vision considered was full electrification. Unfortunately, the report released yesterday severely sandbags electrification, positing absurdly high costs. The state may well understand how bad its report is – at least as of the time of this writing, it’s been scrubbed from the public Internet, forcing me to rely on screencaps.

In short: the alternative that recommends full system electrification was sandbagged so as to cost $23 billion. This is for electrification, systems, and new equipment; the NSRL tunnel is not included. All itemized costs cost a large multiple of their international cost. The Americans in my feed are even starting to make concessions to extremely expensive projects like the Caltrain electrification, since the proposed MBTA electrification is even costlier than that.

But the telltale sign is not the cost of the wires, but rolling stock. The report asserts that running electrified service requires 1,450 cars’ worth of electric multiple units (“EMUs”), to be procured at a cost of $10 billion. More reasonable figures are 800 and $2 billion respectively.

Why 1,450 cars?

The all-electric option assumes that every line in the system will get a train every 15 minutes, peak and off-peak. What counts as a line is not clear, since some of the MBTA’s commuter lines have branches – for example, the Providence and Stoughton Lines share a trunk for 24 km, up to Canton Junction. However, we can make reasonable assumptions about which branches are far enough out; overall rolling stock needs are not too sensitive to these assumptions, as most lines are more straightforward.

The MBTA is capable of turning trains in 10 minutes today. In making schedules, I’ve mostly stuck to this assumption rather than trying to go for 5-minute turnarounds, which happen in Germany all the time (and on some non-mainline American subways); occasionally trains steal 1-2 minutes’ worth of turnaround time, if there’s a longer turn at the other end. Thus, if the one-way trip time is up to 50 minutes, then 8 trainsets provide 15-minute service.

To me, high-frequency regional rail for Boston means the following peak frequencies:

Providence/Stoughton: a train every 15 minutes on each branch. Service south of Providence is spun off to a Rhode Island state service, making more stops and running shorter trains as demand is weaker than commuter volumes to Boston. With this assumption, the Providence Line requires 7-8 trainsets. The Stoughton Line, with the South Coast Rail expansion to New Bedford and Fall River, each served every half hour, requires around 9-10. Say 18 sets total.

Worcester: the big question is whether to exploit the fast acceleration of EMUs to run all-local service or mix local and express trains on tracks in Newton that will never be quadrupled unless cars are banned. The all-local option has trains doing Boston-Worcester in just under an hour, so 9-10 trainsets are required. The mixed option, with a train every 15 minutes in each pattern, and local trains only going as far as Framingham, requires 14 sets, 8 express and 6 local.

Franklin/Fairmount: a train every 15 minutes on the Franklin Line, entering city center via the Fairmount Line, would do the trip in around 50 minutes. It may be prudent to run another train every 15 minutes on the Fairmount Line to Readville, a roughly 17-minute trip by EMU (current scheduled time with diesel locomotives: 30 minutes). Overall this is around 12 trainsets.

Old Colony Lines: there are three lines, serving very low-density suburbs. The only destinations that are interesting for more than tidal commuter rail are Plymouth, Brockton, Bridgewater State, and maybe an extension to Cape Cod. Each branch should get a train every 30 minutes, interlining to a train every 10 from Quincy Center to the north. About 10-12 trainsets are needed (2 more if there’s an hourly train out to Cape Cod); this is inefficient because with three branches, it’s not possible to have all of them depart South Station at :05 and :35 and arrive :25 and :55, so even if there’s a train every 15 minutes per branch, the requirement doesn’t double.

Fitchburg Line: a local train to Wachusett every 15 minutes would require around 12 sets (75 minutes one-way). The number may change a little if there’s an overlay providing service every 7.5 minutes to Brandeis, or if trains beyond South Acton only run every half hour.

Lowell Line: an EMU to Lowell would take about 27 minutes, depending on the stop pattern; 5 trainsets provide 15-minute frequency.

Haverhill Line: an EMU to Haverhill running the current route (not via the Wildcat Branch) would take about 40 minutes, so 7 trainsets provide a train every 15 minutes.

Eastern Lines: like the Old Colony Lines, this system has very low-density outer branches, with only one semi-reasonable outer anchor in Newburyport. Trains should run to Beverly every 10 minutes, and then one third should turn, one third should go to Rockport, and one third should go to Newburyport. With the same inherent inefficiency in running this service on a symmetric schedule as the Old Colony, around 10-12 sets are needed.

This is about 90 sets total. At eight cars per set, and with a spare ratio of 11%, the actual requirement is 800 cars, and not 1,450. The difference with the state’s assumption is likely that I’m assuming trains can run at the acceleration rates of modern EMUs; perhaps the state thinks that EMUs are as slow and unreliable as diesel locomotives, so a larger fleet is necessary to provide the same service.

Rolling stock costs

Reducing the cost of infrastructure is complicated, because it depends on local factors. But reducing the cost of industrial equipment is easy, since there are international vendors that make modular products. Factories all over Europe, Japan, and South Korea make this kind of equipment, and the European factories barely require any modifications to produce for the American market under current federal regulations.

It is not hard to go to Railway Gazette and search for recent orders for EMUs; names of trainsets include Talent, FLIRT, Mireo (cost information here) and Coradia. The linked Coradia order is for €96,500 per meter of train length, the other three orders are for about €70,000. A US-length (that is, 25 meters) car would cost around $2.5 million at this rate. 800 cars times $2.5 million equals $2 billion, not the $10 billion the MBTA claims.

Railway Gazette also discusses a maintenance contract: “Vy has awarded Stadler a contract worth nearly SFr100m for the maintenance in 2020-24 of more than 100 five-car Flirt EMUs.” These trains are 105 meters long; scaled to US car length, this means the annual maintenance cost of an EMU car is around $50,000, or $40 million for the entire fleet necessary for electrified service.

The actual net cost is even lower, since the MBTA needs to replace its rolling stock very soon anyway. If the choice is between 800 EMUs and a larger diesel fleet, the EMUs are cheaper; in effect, the rolling stock cost of electrification is then negative.

Why are they like this?

I struggle to find a problem with Boston’s transportation network that would not be alleviated if Massachusetts’ secretary of transportation Stephanie Pollack and her coterie of hacks, apparatchiks, and political appointees were all simultaneously fired.

There is a chain of command in the executive branch of the Massachusetts state government. Governor Charlie Baker decides that he does not want to embark on any big project, such as NSRL or rail electrification, perhaps because he is too incompetent to manage it successfully. He then intimates that such a project is unaffordable. Secretary Pollack responds by looking for reasons why the project is indeed unaffordable. Under pressure to deliver the required results, the planners make up outrageously high figures: they include fleet replacement in the electrified alternative but not in the unelectrified one (“incremental cost”), and then they lie about the costs by a factor of five.

Good transit activists can pressure the state, but the state has no interest in building good transit. The do-nothing governor enjoys no-build options and multi-billion dollar tweaks – anything that isn’t transformative is good to him. The do-nothing state legislature enjoys this situation, since it is no more capable of managing such a project, and having a governor who says no to everything enables it to avoid taking responsibility.

Little Things That Matter: Interchange Siting

I’ve written a lot about the importance of radial network design for urban metros, for examples here, here, here, here, and here. In short, an urban rail network should look something like the following diagram:

That is, every two radial routes should intersect exactly once, with a transfer. In this post I am going to zoom in on a specific feature of importance: the location of the intersection points. In most cities, the intersection points should be as close as possible to the center, first in order to serve the most intensely developed location by all lines, and second in order to avoid backtracking.

The situation in Berlin

Here is the map of the central parts of Berlin’s U- and S-Bahn network, with my apartment in green and three places I frequently go to in red:

(Larger image can be found here.)

The Ring is severed this month due to construction: trains do not run between Ostkreuz, at its intersection with the Stadtbahn, and Frankfurter Allee, one stop to the north at the intersection with U5. As a result, going to the locations of the two northern red dots requires detours, namely walking longer from Warschauer Strasse to the central dot, and making a complex trip via U7, U8, and U2 to the northern dot.

But even when the Ring is operational, the Ring-to-U2 trip to the northern dot in Prenzlauer Berg is circuitous, and as a result I have not made it as often as I’d have liked; the restaurants in Prenzlauer Berg are much better than in Neukölln, but I can’t go there as often now. The real problem is not just that the Ring is interrupted due to construction, but that the U7-U2 connection is at the wrong place for the city’s current geography: it is too far west.

As with all of my criticism of Berlin’s U-Bahn network layout, there is a method to the madness: most of the route of U7 was built during the Cold War, and if you assumed that Berlin would be divided forever, the alignment would make sense. Today, it does not: U7 comes very close to U2 in Kreuzberg but then turns southwest to connect with the North-South Tunnel, which at the time was part of the Western S-Bahn network, running nonstop in the center underneath Mitte, then part of the East.

On hindsight, a better radial design for U7 would have made it a northwest-southeast line through the center. West of the U6 connection at Mehringdamm it would have connected to the North-South Tunnel at Anhalter Bahnhof and to U2 at Mendelssohn Park, and then continued west toward the Zoo. That area between U1/U2 and Tiergarten Park is densely developed, with its northern part containing the Cold War-era Kulturforum, and in the Cold War the commercial center of West Berlin was the Zoo, well to the east of the route of U7.

Avoiding three-seat rides

If the interchange points between lines are all within city center, then the optimal route between any two points is at worst a two-seat ride. This is important: transfers are pretty onerous, so transit planners should minimize them when it is reasonably practical. Two-seat rides are unavoidable, but three-seat rides aren’t.

The two-seat ride rule should be followed to the spirit, not the letter. If there are two existing lines with a somewhat awkward transfer, and a third line is built that makes a three-seat ride better than connecting between those two lines, then the third line is not by itself a problem, and it should be built if its projected ridership is sufficient. The problem is that the transfer was at the wrong location, or maybe at the right location but with too long a walk between the platforms.

Berlin’s awkward U-Bahn network is such that people say that the travel time between any two points within the Ring is about 30 minutes, no matter what. When I tried pushing back, citing a few 20-minute trips, my interlocutors noted that with walking time to the station, the inevitable wait times, and transfers, my 20-minute trips were exceptional, and most were about 30 or slightly longer.

The value of an untimed transfer rises with frequency. Berlin runs the U-Bahn every 5 minutes during the daytime on weekdays and the S-Bahn mostly every 5 minutes (or slightly better) as well; wait times are shorter in a city like Paris, where much of the Metro runs every 3 minutes off-peak, and only drops to 5 or 6 minutes late in the evening, when Berlin runs trains every 10 minutes. However, Parisian train frequencies are only supportable in huge cities like Paris, London, and Tokyo, all of which have very complex transfers, as the cities are so intensely built that the only good locations for train platforms require long walks between lines.

New York of course has the worst of all worlds: a highly non-radial subway network with dozens of missed connections, disappointing off-peak frequencies, and long transfer corridors in Midtown. In New York, three-seat rides are ubiquitous, which may contribute to weak off-peak ridership. Who wants to take three separate subway lines, each coming every 10 minutes, to go 10 kilometers between some residential Brooklyn neighborhood and a social event in Queens?

West Station is an Overbuilt Mess

Boston has been on a commuter rail infill binge lately; it has opened four stations on the Fairmount Line this decade, with general success, and is now eying the Worcester Line, where the MBTA has already opened a single in-city station called Boston Landing. The next station to be opened is called West Station, serving Allston, a middle-class urban neighborhood home to Boston University. Unfortunately, the West Station project has suffered from budget and schedule overruns: the current projection is $90 million, where past stations in the area have opened for about $15-25 million each, and construction will start next decade and only wrap up by 2040.

The cause of the extreme cost is poor design. The station as currently proposed is an overbuilt mess. It is development-oriented transit, sited next to an area that Harvard wishes to redevelop as a new campus, and the compromises made between good rail service, intermodal bus-rail connections, and encouraging development make the project fail at all of its objectives. The idea of an infill station in Allston is solid and the MBTA should keep working on the project, but it should do it right – that is, maximize passenger utility while also slashing the budget by a factor of about 4.

I encourage readers to look at a presentation about the status of the project from May, and at another presentation from June, which was sent to members of the media and neighborhood.

Intermodal integration done wrong

The West Station site is roughly in the center of the new development. Unfortunately, it is poorly-located relative to the street network. With its hierarchy of major and minor streets, Boston is not forgiving to wrong station siting: buses would have to meander to reach the site.

The busiest bus in the area, and among the busiest in the region, is the 66. See image below:

The Red and Green Lines of the subway are in their respective colors (and the Green Line’s branches are surface light rail), the Worcester Line is in purple with its existing stations marked alongside the proposed West Station site, and the 66 bus is in black. The dashed purple line is the disused Grand Junction Railroad – see below for more explanation.

North of the West Station site, the bus could still reach the platforms relatively easily, as the plan includes mapping new streets over the entire site. But to the south, the streets are narrow and practically unusable. All north-south through-traffic is funneled through Harvard Avenue – anything else would meander at speeds not much higher than that of walking.

What’s more, the zigzag in the image above comes from a detour to the center of Allston, called Union Square. The West Station site would move service farther away from Union Square, forcing it to either abandon its single busiest stop or have a more circuitous route. Serving both West Station and Union Square requires running two separate north-south bus routes sharing much of their southern legs, which is bad for frequency. Already the 66 runs every 10 minutes off-peak in one direction and every 14 in the other; this is worse than the minimum acceptable on such a key route, and any further reduction in frequency through route splitting is unacceptable.

Finally, the station design as shown in the presentations includes ample room for bus bays, so that buses can terminate at the station. Such a layout may be appropriate at the center of a small town with timed bus-rail transfers; in the middle of the city, it is pointless. The 66 crosses the rail tracks and has no use for terminal berths. Nor is there any need for terminating buses running parallel to the tracks – passengers could walk to another train station on the Worcester Line or on the Green Line.

The MBTA has never released any public plan for a bus redesign around West Station. It talks about intermodal transfers but refuses to give any details, and it’s likely these details don’t even exist yet. There are occasional excuses, such as intercity buses (why would they terminate there instead of continuing to South Station?), buses to Kendall Square (they don’t need bus bays either), and buses to Longwood (Longwood is south of the Worcester Line and would be better-served by a commuter rail-to-Green Line transfer near Fenway Park).

Track design for maximum conflict

The latest option for West Station is called the flip option. The diagrams below are from the June presentation, pp. 8-10, going west to east:

There are to be two bypass tracks (“WML Express”), located where the current mainline is. There are also to be three tracks with station access, both on the other side of the railyard. The tracks serving the platforms cross the bypass tracks in a flat junction, forcing dependency between the inbound and outbound schedule. The flat junction is not especially quick, either – it is a long ladder track, requiring inbound local trains to South Station to make two slow diverging moves in succession.

The MBTA is planning to spend tens of millions of dollars on station platforms in Newton turning the line into full double-track all the way from Boston to Worcester, freeing the schedule from such dependency, but at the same time it’s planning to add new conflicts.

While the diagrams label two tracks as freight tracks, there is little to no freight on that portion of the line. A freight rail spur in the area, serving Houghton Chemical, was just removed in preparation for the project. The line can and should be designed exclusively around the needs of regional passenger trains, for which the most important thing is continuous operation of double track, preferably with no flat junctions with oncoming traffic, and not any ancillary frills.

The Grand Junction tangential

The MBTA has grandiose plans to use the Grand Junction Railroad to allow trains from Allston and points west to avoid South Station entirely. The Grand Junction provides a bypass to the west of Downtown Boston, which currently sees no passenger service but is used for non-revenue moves between the South Station and North Station networks. There are periodic plans to reactive service so as to enable trains from the west to serve Cambridge and North Station instead. In the flip option, all local trains are required to go to the Grand Junction or switch back to the mainline using the ladder track.

Consult the following table, sourced to OnTheMap, for the number of jobs accessible within walking distance of the various station sites:

Station Walkshed boundaries Jobs
South Station Essex, Tremont, State, the harbor 119,191
Back Bay Hereford, Belvidere, Columbus, Arlington, Storrow 62,513
Kendall Binney, Third, Wadsworth, Memorial, Mass Ave, Windsor, Bristol 29,248
North Station Blossom, Cambridge, State, Prince, the river 33,232

Jobs accessible on the existing mainline outnumber ones accessible via the Grand Junction by a factor of about three. It is not technically sound to avoid city center on an urban rail line, much less a suburban one. Only if the line is a consistent circumferential line is there a good reason to go around the center.

A far-future subway duplicating the 66 route may succeed. The same may be true of a shuttle using the Grand Junction, but such shuttle may well need extensive new track – West Station is not necessarily the best south-of-Charles footprint (turning east toward BU to form a loop with a future North-South Rail Link is better). In contrast, the current plan for diversion of Newton trains toward a secondary job center and away from Downtown Boston has no chance of getting substantial ridership.

The railyard as an obstacle

For a project so focused on redevelopment, West Station does not do a good job encouraging construction in the area. It plans to keep the railyard in the middle, and even forces local and express trains to go on opposite sides of it. But the railyard is an obstacle not only to sound railway operations but also to redevelopment.

Building anything over rail tracks is complicated. New York supplies a few such examples: the link mentions the difficulties of Atlantic Yards, and to that I will add that the construction of the Hudson Yards towers cost around $12,000/m^2, compared with $3,000-6,000 for Manhattan supertall office towers on firma. Hudson Yards has managed to be financially successful, albeit with tax breaks, but it’s located right outside Midtown Manhattan. Allston’s location is not so favored. The cost penalty of building over railyards is likely to make air rights unviable.

There is still an extensive portion of the site that’s on firma. However, if the point is to maximize redevelopment potential, the city and the state must discard any plans for air rights. The railyard should go in order to increase the buildable area.

In lieu of parking at a railyard in a desirable near-center location, trains should circulate back and forth between Boston and Worcester. The MBTA keeps saddling itself with capital costs because it likes running trains one-way to Downtown Boston in the morning and then back to the suburbs in the afternoon, parking them near South Station midday. This is bad practice – trains are not just for suburban salarymen’s commutes. Urban infill stations in particular benefit from high all-day frequency and symmetric service. If the MBTA needs space for train parking, it should sell the railyard in Allston and charge Allston land prices, and instead buy space in Framingham and Worcester for Framingham and Worcester land prices.

West Station, done right

Thanks to delays and cost overruns, West Station is still in preliminary design. There is plenty of time to discard the flip option as well as the original plan in favor of a route that maximizes intermodal connections at minimum cost. A better West Station should have all of the following features:

  • A simple four-track design, either with two stopping tracks and two bypass tracks or four stopping tracks and two island platforms, depending on long-term plans for train timetables
  • High design speed, as high as the rest of the line for nonstop trains, as the tracks are straight and do not require any speed restriction
  • Retention of double-track rail service throughout construction, even at the cost of more disruption to the Massachusetts Turnpike
  • No at-grade conflicts in opposing directions: tracks should go slow-fast-fast-slow or fast-slow-slow-fast rather than slow-slow-fast-fast
  • No bus bays: crosstown buses (that is, the 66) should stop on the street crossing the station right above the tracks, with vertical circulation directly from the bus stop to the platform in order to minimize transferring time
  • Subject to site availability, platforms reaching Cambridge Street for a connection to the present-day 66 and a shorter walk to Union Square
  • Elimination of the railyard to make more room for development, and if the line needs more yard space, then the state should find cheaper land for it in Framingham and Worcester

There is no reason for such a project to cost more than past infill stations built in Boston, which have cost around $15-25 million, about the same range as Berlin. By removing unnecessary scope, the MBTA can make West Station not only cheaper and easier to build but also more useful for passengers. The idea of an infill commuter rail station in Allston is good and I commend the MBTA for it, but the current plan is overbuilt and interferes with good rail and bus operations and needs to be changed immediately, in advance of engineering and construction.